MUFG · 23 hours ago
Regulatory Counsel
New York, NY
Full-time
Hybrid
Mid Level
$133K/yr - $183K/yr
3+ years expMUFG is one of the world’s leading financial groups, striving to make a difference for every client and community. The Regulatory Counsel will advise on legislative, regulatory, and supervisory matters related to U.S. banking laws and regulations, while collaborating with various stakeholders to mitigate legal and regulatory risks.
Financial Services
Responsibilities
Advising MUFG business lines and support functions on legislative, regulatory, and supervisory matters, including application of, and compliance with, U.S. banking laws applicable to foreign banks operating in the U.S., as well as applicable laws and regulations of financial markets
Drafting and advising on resolution plans
Advising on capital requirements
Advising on bank mergers and acquisitions
Analyzing and researching complex legal issues and translating such research and analysis into practical and effective advice to firm officers, including executives, senior management, lines of business partners and relevant stakeholders in the U.S. and globally
Working in close coordination with stakeholders, including legal colleagues, government affairs, internal subject matter experts and strategic partners (e.g., trade associations, NGOs, law firms) in support of advocacy on relevant policy matters impacting MUFG’s operations, regulation and strategic corporate objectives
Advising on the regulatory permissibility and structuring of new and modified financial products and services
Collaborating with cross-functional teams to identify and mitigate legal, regulatory, and supervisory risks
Monitoring relevant federal and state legislative and regulatory proposals and initiatives applicable to MUFG Group and MUFG Americas, including those impacting the prudential regulation and operations of financial institutions
Advising on governance matters for banking organizations
Assisting with internal audit and supervisory examinations
Qualification
Required
Juris Doctor (J.D.) degree
3 years of in-house, law firm, or regulatory agency experience advising on banking regulations and bank mergers and acquisitions: (1) International Banking Act; (2) Bank Holding Company Act, Federal Reserve regulations (K, W, Y, YY), and Volcker Rule; (3) National Bank Act and OCC regulations; and (4) Dodd-Frank Act, including Enhanced Prudential Standards (drafting and advising on resolution plans; advising on capital requirements)
Must be admitted and in good standing before the New York State Bar
Position requires employment in-office 4 days per week and remotely 1 day per week
Company
MUFG
MUFG (Mitsubishi UFJ Financial Group) is one of the world's leading financial groups.
10001+ employees
Funding
Current Stage
Late StageLeadership Team
Greidy Puig
Vice President Finance- Business Unit CFO
Mark Fernandez
Vice President, Global Markets CFO Office
Recent News
2024-04-29
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