Fintech & Financial Services – Of Counsel jobs in United States
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The People Of: Professional Services · 17 hours ago

Fintech & Financial Services – Of Counsel

The People Of is a top-tier international law firm seeking an experienced attorney to join its Fintech & Financial Services practice. The successful candidate will advise clients on a broad range of federal securities law matters, including investment company act issues and broker-dealer compliance.

Management Consulting

Responsibilities

Advise clients on a broad range of federal securities law matters, including investment company act status issues and opinions
Broker-dealer and investment adviser status, registration, and compliance
Structuring and launching alternative investment platforms

Qualification

Federal securities lawsSEC experienceInvestment Company ActBroker-dealer complianceCommunication skills

Required

Experienced Attorney
Advise Clients On a Broad Range Of Federal Securities Law Matters
Investment Company Act status issues and opinions
Broker-dealer and investment adviser status, registration, and compliance
Structuring and launching alternative investment platforms
Deep understanding of the federal securities laws
Strong academic credentials
Exceptional verbal, written, and interpersonal communication skills

Preferred

SEC experience strongly preferred

Benefits

Health, dental, and vision coverage for employees and dependents
Family-building benefits (IVF, adoption, surrogacy, egg-freezing)
Paid parental leave and parenting support concierge
In-home and center-based backup childcare
Health Savings Accounts with firm contribution
401(k) plan with firm contribution
Life, disability, and voluntary supplemental insurance options
Firm-paid CLE, bar review fees, and bar dues

Company

The People Of: Professional Services

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The People Of: Professional Services specializes in executive search within the legal sector across the United States.

Funding

Current Stage
Early Stage
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