Compliance Officer jobs in United States
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Oxford DataPlan · 6 hours ago

Compliance Officer

Oxford Data Plan is a fast-growing FinTech company providing alternative data and KPI tracking for 200+ listed companies worldwide. They are hiring a Junior Compliance Officer to support hedge fund clients from a compliance perspective, focusing on data provenance, MNPI and PII risk, and vendor due-diligence processes.

Market Research

Responsibilities

First-line responses to hedge fund DDQs, onboarding questionnaires, and RFPs
Supporting US sales with compliance explanations and client reassurance
Preparing and maintaining standard materials on MNPI / PII safeguards and data provenance
Acting as a compliance point of contact for US-based clients
Escalating novel or higher-risk issues internally as needed

Qualification

Compliance experienceHedge fund compliance knowledgeClient-facing confidenceFinancial services experienceWritten communication

Required

1–3 years' experience in compliance, legal, or a regulated financial services environment
Strong written communication and client-facing confidence

Preferred

Familiarity with hedge fund / asset manager compliance expectations strongly preferred
Experience in a compliance role within the financial services sector

Company

Oxford DataPlan

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Oxford DataPlan uses alternative data and machine learning (ML) to generate explainable AI to inform investment decisions.

Funding

Current Stage
Early Stage

Leadership Team

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Josef Schmalfuss
Founder and CEO
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Company data provided by crunchbase