E*TRADE from Morgan Stanley · 10 hours ago
Executive Director, Risk/ Policy Mgmt
Baltimore, Maryland, United States of America
Full-time
Hybrid
Mid, Senior Level
$164K/yr - $250K/yr
7+ years expMorgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment, and wealth management services. The role involves analyzing and developing risk policies, implementing process improvements, and ensuring operational stability across key business platforms.
BankingFinanceFinancial Services
Responsibilities
Analyze and develop risk policies and procedures, identify trends and areas of emerging risk, and implement process improvements
Handle risk control assessments, business continuity, and crisis management planning
Collaborate cross functionally with subject matter experts to enhance the Firm’s risk management framework, tools, and governance practices
Contribute to the design and execution of resilience strategies, and support internal and regulatory risk reporting requirements
Ensure operational stability and effective risk mitigation across key business platforms
Execute Crisis Management, Risk & Control Assessments, Control Design & Testing, and Process Optimization
Monitor and report on business metrics to identify patterns, trends, and areas where increased management attention is warranted to ensure timely completion of strategic objectives
Analyze and develop Operational Risk Policies, Procedures, Risk Management Tools, and Data Repositories, to continuously improve the Risk and Control Framework
Manage Technology and Business Stability Risks
Engage with subject matter experts and third parties to ensure resilience priorities are addressed and incorporated
Develop and promote expertise in Financial Products and Markets, Retail Brokerage, Investment Advisory programs, Banking Products, Capital Markets, and Key Regulation impacting Financial Services Industry
Qualification
Required
Requires a Bachelor's degree in Business Administration, Finance, or a related field of study
Requires seven (7) years of experience in the position offered or seven (7) years as a Vice President, Assistant Vice President, Senior Associate, Associate, Risk Management, Risk Consulting, or a closely related occupation
Requires seven (7) years of experience with the following skills:
* Operational Risk Frameworks and Risk identification methodologies
* Control design and testing
* Crisis Management and Business Continuity Planning
* Process Optimization and Risk-Based Process Mapping
* Business Resilience Strategies and Systems Risk Assessments
* Data Analysis for Risk Trend Identification and Reporting
* Risk and Control Assessment Methodologies
* Risk Management tools and Repositories
* financial products, markets, and regulatory expectations
* Retail Brokerage and Investment Advisory programs
* Cross-functional communication and stakeholder engagement in risk contexts
* Six Sigma process efficiency methodology
Benefits
Medical
Prescription Drug
Dental
Vision
Health Savings Account
Dependent Day Care Savings Account
Life Insurance
Disability and Other Insurance Plans
Paid Time Off (including Sick Leave consistent with state and local law, Parental Leave and 25 Vacation Days annually)
10 Paid Holidays
401(k)
Short/Long Term Disability
Company
E*TRADE from Morgan Stanley
E*TRADE from Morgan Stanley is a pioneer in the online brokerage industry.
1001-5000 employees
Funding
Current Stage
Public CompanyTotal Funding
unknown2020-02-20Acquired
1996-08-16IPO
Leadership Team
Julia Miller
Executive Director, Creative Services
Recent News
2025-11-07
2025-10-14
Company data provided by crunchbase