Associate General Counsel | Investment Management jobs in United States
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Mosaic Partners · 7 hours ago

Associate General Counsel | Investment Management

Mosaic Partners is seeking a highly capable and motivated Associate General Counsel to serve as a key legal advisor for a range of investment products. This role provides strategic legal guidance on fund formation, regulatory compliance, and governance activities, while supporting private equity transactions and corporate matters.

Staffing & Recruiting
Hiring Manager
Les Jones
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Responsibilities

Serve as a key legal advisor supporting a broad range of matters across the firm’s U.S. registered and unregistered investment products
Provide strategic legal guidance for fund formation, regulatory compliance, product development, and governance activities
Support private equity secondaries transactions and general corporate matters
Work closely with senior leadership, portfolio managers, product teams, and the Board to help drive successful business execution

Qualification

Investment management experienceInvestment lawsRegistered fund productsJ.D. degreeCommunication skillsInterpersonal skillsProblem-solving mindsetCollaborative mindset

Required

6–8 years of legal experience in the investment management sector, preferably within a law firm or asset management firm
Deep knowledge of: Investment Company Act of 1940 | Securities Act of 1933 | Securities Exchange Act of 1934 | Investment Advisers Act of 1940 | Applicable FINRA and SEC rules
Demonstrated ability to manage multiple priorities and deadlines across diverse teams in a fast-paced environment
Strong communication and interpersonal skills, able to interact with C-suite executives, senior leadership, external counsel, and Board members
Proactive, business-oriented, and collaborative mindset with a focus on problem-solving and execution
J.D. from an accredited law school; member in good standing of a U.S. state bar

Preferred

Proven experience with registered fund products (e.g., mutual funds, ETFs, interval funds) strongly preferred

Company

Mosaic Partners

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Mosaic Partners is a professional recruitment firm providing talent solutions across the Financial Services | Healthcare | Legal | Manufacturing sectors.

Funding

Current Stage
Early Stage
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