RBC · 15 hours ago
Managing Director, Head of Internal Audit U.S. Capital Markets
Jersey City, New Jersey, United States of America
Full-time
Onsite
Senior Level, Lead/Staff
$200K/yr - $340K/yr
10+ years expRBC is one of the largest and most successful banks in the world, and they are seeking a Managing Director to lead the Internal Audit for U.S. Capital Markets. The role involves overseeing audit activities, managing a team of auditors, and ensuring compliance with regulatory standards while building relationships with U.S. regulators.
BankingFinancial ServicesWealth Management
Responsibilities
Perform oversight for US Capital Markets, US Cash Management and the World Financial Centre (WFC) Branch
Work closely with the US Internal Audit (IA) team, and the global teams including Capital Markets team to ensure adequate core assurance and continuous risk monitoring activities of US Capital Markets businesses and the functions supporting this platform
Direct, counsel, and manage a team of internal auditors assigned to the coverage of this platform
Work closely with the wider US IA team and help to manage and coordinate core assurance activities and regulatory remediation activities impacting US, as required
Reporting directly to Deputy U.S. Chief Audit Executive
Represent, participate and provide status of all IA-related core assurance activities to senior management, and represent IA in key governance committees
Perform oversight for Internal Audit (IA) regulatory issues and activities across all business platforms and functions in U.S
Partner with the U.S. Senior Leadership team to ensure that all core assurance activities and regulatory-related work are delivered timely and high quality of work
Provide guidance to business during formulation of action plans to address audit issues and/or regulatory findings
Provide guidance and effective challenge to the team of auditors assigned to core assurance activities and continuous risk monitoring
Build a high performing team and develop talent
Ensure adequate staffing with subject matter expertise on key platforms (i.e., Capital Markets)
Provides leadership, coaching, performance management and personal development support
Key point of contact to liaise and meet with the various U.S. regulators to discuss audit-related activities relating to US Capital Markets
Ensures emerging risks, new developments and regulatory changes are factored into the audit coverage
Manage and oversee sensitive situations with high impact outcomes (with stakeholders) that could have material impact on the business
Effect change by assisting business management to develop appropriate action plans to address identified deficiencies, and ensure corrective actions are implemented in a timely manner
Qualification
Required
Bachelor's degree
10 or more years of experience in Internal Audit and prior leadership experience within an audit organization
Subject matter expertise and coverage of Capital Markets Audit
Prior experience managing relationships with senior leadership and regulatory bodies
Experience working at a large banking institution
Preferred
Degree in business, economics, finance, or other quantitative fields (e.g., mathematics, statistics, etc.)
Board experience, regulatory background, consulting/public accounting experience
Certified Internal Auditor (CIA) or Certified Public Accountant (CPA)
Benefits
401(k) program with company-matching contributions
Health, dental, vision, life, disability insurance
Paid-time off
Company
RBC
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance.
10001+ employees
H1B Sponsorship
RBC has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (29)
2024 (17)
2023 (3)
2022 (4)
2021 (1)
2020 (2)
Funding
Current Stage
Public CompanyTotal Funding
$17.46B2026-02-04Post Ipo Debt· $1.17B
2025-10-30Post Ipo Debt· $5B
2025-09-15Post Ipo Debt· $1.35B
Leadership Team
Graeme Hepworth
Chief Risk Officer
Kelly Bradley
Chief Human Resources Officer
Recent News
News Powered by Cision
2026-02-04
Packaging-Gateway.com
2026-02-02
Company data provided by crunchbase