Corebridge Financial · 4 days ago
Supervision Analyst
Houston, TX
Full-time
Hybrid
Entry, Mid Level
2+ years expCorebridge Financial is a company dedicated to empowering individuals in their financial lives. The Supervision Analyst role involves analyzing sales activities to identify trends and collaborating with compliance departments to ensure client interests are preserved.
Financial ServicesInsuranceLife Insurance
Responsibilities
Analyze, identify, and resolve complex issues discovered during routine surveillance
Working with third party vendors, representatives, financial advisors, and internal business partners
Respond to inquiries from compliance, field leadership, financial advisors and internal business partners regarding sales activity, policies, and procedures
Participate in the creation and issuance of written procedures
Communicate and escalate issues as appropriate to Senior Management
Stay current on regulatory trends in our business
Manage priorities and deadlines, understanding the impact to other areas and proposing solutions with the greatest positive impact
Qualification
Required
Excellent customer service and communication skills
Well organized and meticulous
Able to exercise independent thought and decision making
Ability to work in a fast paced and ever-changing environment
Strong presentation and business writing skills
Demonstrated ability to manage multiple tasks and projects simultaneously, prioritize competing work efforts, manage time effectively and without supervision
Able to establish and maintain effective relations with external and internal business partners
At least 2 + years of experience in Financial Services preferably in a supervision, compliance, or suitability review
FINRA Series 7 required
Must have the ability to obtain preferred licenses within 120 days of hire
Preferred
FINRA Series 63, Series 65, or Series 66 preferred
FINRA Series 24 and Series 53 preferred
Benefits
Health and Wellness: We offer a range of medical, dental and vision insurance plans, as well as mental health support and wellness initiatives to promote overall well-being.
Retirement Savings: We offer retirement benefits options, which vary by location. In the U.S., our competitive 401(k) Plan offers a generous dollar-for-dollar Company matching contribution of up to 6% of eligible pay and a Company contribution equal to 3% of eligible pay (subject to annual IRS limits and Plan terms). These Company contributions vest immediately.
Employee Assistance Program: Confidential counseling services and resources are available to all employees.
Matching charitable donations: Corebridge matches donations to tax-exempt organizations 1:1, up to $5,000.
Volunteer Time Off: Employees may use up to 16 volunteer hours annually to support activities that enhance and serve communities where employees live and work.
Paid Time Off: Eligible employees start off with at least 24 Paid Time Off (PTO) days so they can take time off for themselves and their families when they need it.
Company
Corebridge Financial
Corebridge Financial is a providers of retirement solutions and insurance products. It is a sub-organization of AIG.
5001-10000 employees
Funding
Current Stage
Public CompanyTotal Funding
$10.25BKey Investors
Nippon Life Insurance Company of Japan
2025-11-04Post Ipo Secondary· $1B
2025-08-06Post Ipo Secondary· $1B
2024-11-07Post Ipo Secondary· $936M
Leadership Team
Alan Colberg
Lead Independent Director and Chair Nominating and Corporate Governance Committee
Ryan Vickerman
Digital Creative Director
Recent News
2026-01-07
2025-12-02
Company data provided by crunchbase