BBVA · 3 days ago
Broker Dealer Accounting Associate Lead
New York
Full-time
Hybrid
Mid, Senior Level
$120K/yr - $140K/yr
5+ years expBBVA is a global company with more than 160 years of history that operates in over 25 countries, serving more than 80 million customers. The role involves overseeing accounting policies, managing reconciliations, and ensuring compliance with regulatory requirements for a U.S. broker-dealer subsidiary.
AccountingBankingFinanceFinancial ServicesLending
No H1B
Responsibilities
Create and maintain accounting policies for B/D
Maintain system and bank reconciliations
Assist with month-end closing process of books and records
Prepare monthly finance presentation to Senior Management and quarterly presentation to the Board of Directors
Prepare daily journal entries as needed
Assist with the annual audit of the financial statements
Analyze monthly variances in balance sheet and income statement
Track and analyze revenue and operating expenses by lines of business
Assist with preparation of FINRA FOCUS Reports including the form X-17A-5 Part II, Supplemental Statement of Income (SSOI), Form Custody for Broker Dealers, Supplemental Liquidity Schedule (SLS), Off Balance Sheet Report (OBS) and SEC 17H reports
Assist with preparation of 15c3-1 Daily Net Capital computations and Customer Protection Rule 15c3-3 (weekly) for a self-clearing broker dealer
Prepare TIC BC, & TIC BL monthly reporting to the Federal Reserve
Assist with monthly consolidation to BD’s foreign parent
Assist with audits with regulators and internal/external auditors
Qualification
Required
5+ Years' experience accounting background in US broker-dealers
Bachelors or Masters in Accounting
US GAAP Accounting Policy knowledge
SEA, NFA and CME regulatory knowledge surrounding Broker-Dealers and FCM's
Professional experience with both financial and operational activity of a self-clearing broker dealer with a foreign parent and foreign affiliates focused institutional activity
Proficient in Microsoft Office
Preferred
FINRA Series 27 is a plus
CPA is a plus
Experience in using Broadridge Impact
Experience in using Workday Enterprise Management
Spanish speaker is a plus
Benefits
Generous employee benefits package
Discretionary bonus
Company
BBVA
BBVA is a finance company that provides accounting, card, mortgage, loan, investment fund, pension plan, and insurance services.
10001+ employees
Funding
Current Stage
Late StageLeadership Team
Luis C.
CTO, New Business Models & Strategy
Diego Crasny (CPA)
General Manager New York & Chief Financial Officer CIB USA
Recent News
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2026-02-06
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