E*TRADE from Morgan Stanley · 14 hours ago
Assistant Vice President, 1L Financial Crimes Risk, Data Analytics and Reporting
Miami S Biscayne
Full-time
Onsite
Mid, Senior Level
$100K/yr - $135K/yr
5+ years expE*TRADE from Morgan Stanley is a global financial services firm seeking an Assistant Vice President in Financial Crimes Risk, Data Analytics and Reporting. The role involves designing and building the financial crimes risk supervisory framework, providing analytical support, and collaborating with various stakeholders to enhance risk management processes.
BankingFinanceFinancial Services
Responsibilities
Support development of control structure based on ongoing analysis and relevant risks related to the first line financial crimes risk program, including regulatory and transformation initiatives
Through data-driven analyses, liaise with functional area representatives from FCR and its stakeholders to identify and assess potential gaps in the risk framework and provide recommendations on control structures
Assist with developing requirements and work closely with technology, data & analytics, and operations teams to drive relevant data sourcing systemic control development
Manage projects to build automated and scalable tools for reporting, analysis and gaining efficiencies in financial crimes risk processes
Assist in designing and implementing a holistic risk management framework for the firm’s financial crimes risk program
Integrate new data queries and insights into existing supervision framework
Perform data analysis on special topics related to key events and regulations
Assist in building data pipelines to support risk management process
Engage senior stakeholders across 1st and 2nd lines on special initiatives and ongoing financial crimes related risk matters
Expand the use of AI across 1st line FCR data driven activities and processes to drive efficiency and automation
Qualification
Required
Have 5+ years of relevant experience with BSA/AML Regulations within the financial services industry, or at a financial services regulator (e.g., FINRA, Office of the Comptroller of the Currency, Federal Reserve Bank, Securities and Exchange Commission, etc.)
Have a bachelor's degree in Business, Finance, or other related field
Strong knowledge of SQL and Python
Strong project management skills and ability to manage many competing priorities
Experience visualizing data for reporting and end user analysis, using tools like Tableau
Practical experience with applying statistical models to solve business problems
A quantitative degree e.g., Math, Statistics, Computer Science, Finance
Experience in risk management, financial industry and/or business management. Knowledge related to Wealth Management a plus
Working knowledge of financial risk management concepts, with a desire to quickly acquire deeper proficiency
Excellent written and verbal communication skills, and comfortable interfacing with senior personnel on highly sensitive issues
Proven ability to work across departments to influence others and build strong relationships
Strong belief in purposeful evolution, innovation, and digital transformation
Attention to detail, high level of initiative and resourcefulness and ability to problem solve, demonstrate good business judgment and integrity
Proficiency in Microsoft programs including Outlook, Word, PowerPoint and Excel
Preferred
Familiarity with Agile software development and software design patterns is a plus
Benefits
Commission earnings
Incentive compensation
Discretionary bonuses
Other short and long-term incentive packages
Other Morgan Stanley sponsored benefit programs
Company
E*TRADE from Morgan Stanley
E*TRADE from Morgan Stanley is a pioneer in the online brokerage industry.
1001-5000 employees
Funding
Current Stage
Public CompanyTotal Funding
unknown2020-02-20Acquired
1996-08-16IPO
Leadership Team
Julia Miller
Executive Director, Creative Services
Recent News
2025-11-07
2025-10-14
Company data provided by crunchbase