The D. E. Shaw Group · 2 days ago
Regulatory Reporting Specialist
New York, NY
Full-time
Onsite
Senior Level
$150K/yr - $215K/yr
6+ years expThe D. E. Shaw Group is seeking a proactive and detail-oriented Regulatory Reporting Specialist to join its Legal & Compliance team. This role involves overseeing beneficial ownership reporting obligations and collaborating with various teams to ensure compliance with regulations.
Financial ServicesReal EstateVenture CapitalWind Energy
Responsibilities
Oversee and execute day-to-day beneficial ownership reporting obligations, ensuring the firm’s activities remain compliant with relevant regulations
Serve as a subject matter expert, providing guidance to junior team members and advising on the application of ownership rules to new instruments and business initiatives
Monitor regulatory developments, refine reporting protocols, and coordinate with legal, compliance, front office, and technical teams to address complex disclosure questions
Build redundancy and resilience within the team by taking ownership of major reporting areas and supporting knowledge transfer across the group
Qualification
Required
A bachelor's degree or higher is required; experience managing or mentoring team members is beneficial
Six to ten years of experience in regulatory reporting, compliance, or a related legal or operational role within a financial services firm; experience at a multi-strategy hedge fund or similarly complex organization is highly valued
Demonstrated expertise in beneficial ownership reporting regimes in the U.S. and/or EU, with the ability to operate independently and provide interpretive guidance on evolving regulations
Sound analytical skills, comfort with numbers and operational processes, and proficiency with Excel; experience translating regulatory requirements into operational or technical solutions is a plus
Excellent communication and collaboration skills, well-developed judgment and discretion, and the ability to coordinate workstreams across legal, compliance, operations, front office, and technology teams
A high level of motivation, a consistent record of taking initiative, well-developed problem-solving skills, and the ability to think creatively and strategically
Benefits
Medical and prescription drug coverage
401(k) contribution matching
Wellness reimbursement
Family building benefits
Charitable gift match program
Company
The D. E. Shaw Group
The D. E. Shaw group is trusted by investors across the world to manage their assets by seeking the optimal balance of risk and reward.
1001-5000 employees
H1B Sponsorship
The D. E. Shaw Group has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (54)
2024 (36)
2023 (20)
2022 (29)
2021 (34)
2020 (24)
Funding
Current Stage
Late StageTotal Funding
unknownKey Investors
Ingleside Investors
2013-01-01Private Equity
Leadership Team
Adria Schulman-Eyink
Co-Head of Finance, Investments Team, D.E. Shaw Renewable Investments
A
Anne Dinning
Executive Committee of Hedge Fund Manager
Recent News
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