Raymond James · 10 hours ago
Analyst, IT Risk Management
Memphis, Tennessee - United States
Full-time
Hybrid
Mid Level
3+ years expRaymond James is a financial services firm seeking an Analyst for IT Risk Management. The role involves conducting IT risk assessments, evaluating controls, and ensuring compliance with industry standards while maintaining IT assurance activities.
BankingFinancial ServicesInformation TechnologyInsuranceWealth Management
No H1B
Responsibilities
Responsible for IT Functional Business Unit Risk Manager (BURM) duties
Maintain the IT risk register, EITRB deck, ORMC/Risk Committee of the BoD decks, issues management, CRI Profile adherence, and Key Risk Indicator (KRI) submissions
Seeks understanding of risks and procedures sufficient to understand the reasons for tasks being performed
Serves as a senior information risk and control advisor, participating in IT processes and activities (e.g., planning, systems development and product selection, etc.)
Advises process owners on the design and implementation of IT controls (manual and automated) into processes and systems using knowledge of risks and company objectives
Identifies, implements, and maintains processes and tools to support assurance, compliance, and remediation tracking activities (e.g., testing, maintenance of controls documentation)
Maintains IT controls-related documentation (e.g., narratives, process flows, RCM) for simple to complex information systems in support of information assurance and compliance activities
Develops and uses basic interview techniques and participates in facilitated risk identification sessions
Analyzes controls for adequacy of design and performs and/or supports control assurance testing activities
Assists IT process owners, in the creation and maintenance of IT policies and procedures to support information assurance and regulatory compliance activities, by providing input on control objectives and activities
Works closely with internal and external auditors, regulators, and examiners, including coordination and compilation of technology documentation requests, reports, and assurance letters to ensure IT compliance
Performs other duties and responsibilities as assigned
Qualification
Required
Minimum of a Bachelor's degree in Computer Science, Cybersecurity, MIS or related degree and three to five (3-5) years of relevant experience in auditing or risk assessing or combination of education, training and experience
Knowledge of FFIEC CAT or other security frameworks
Familiarity with Enterprise Risk Management concepts and processes
Experience Interfacing with Internal Audit and regulators
Experience with ServiceNow platform, IBM OpenPages
Executive-level briefing and communication skills
Organization skills and precise attention to detail
Effective in managing, influencing and negotiating with senior stakeholders within IT, Internal Audit, and Regulators
Experience within a highly regulated environment like Financial Services required
Advanced knowledge of IT controls and risks sufficient to identify and evaluate control effectiveness and identify gaps between risks and controls
Recognized IT control frameworks and standards (e.g., COBIT, ITIL, and ISO 17799)
Accepted industry audit and control standards (e.g., AICPA, ISACA)
State and federal information protection and control-related legislation (e.g., GLBA, SOXA 404, SB 1386, HIPAA, etc.)
Technical skills and proficiency in a wide array of platforms and systems (e.g., Windows, UNIX, SQL, Tandem)
Preferred
Experience with regulatory exams and audits (FINRA, FRB, OCC, SEC, etc.) is a strong plus
Industry recognized certifications preferred but not required
Company
Raymond James
Raymond James provides a range of investment banking services focused on the telecommunications and communications sectors.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$1.5B2025-09-09Post Ipo Debt· $1.5B
1983-07-01IPO
Leadership Team
Paul Shoukry
Chief Executive Officer
James Sickling
COO - Fixed Income
Recent News
2026-02-04
2026-02-03
2026-02-03
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