JPMorganChase · 13 hours ago
Control Manager - Senior Associate
Plano, TX
Full-time
Onsite
Mid Level
$66K/yr - $90K/yr
3+ years expJPMorganChase is one of the oldest financial institutions, offering innovative financial solutions. The Control Manager - Senior Associate will oversee and monitor the operational risk and control environment for Wealth Management products, collaborating with stakeholders to design effective controls and ensure compliance with regulatory requirements.
Asset ManagementBankingFinancial Services
No H1B
Responsibilities
Oversee and continuously monitor the operational risk and control environment for Wealth Management products, ensuring risks are identified, assessed, and mitigated
Partner with product owners and stakeholders to design, implement, and review effective controls, including annual assessments and updates to control documentation
Lead and support control-related activities for new business initiatives, change management, and product launches, providing risk and control due diligence
Facilitate issue management by preparing narratives, documenting issues, identifying root causes, and driving resolution through action plans and stakeholder collaboration
Conduct and review control testing, analyze results, and support remediation efforts to address control breaks and non-adherence to key metrics
Prepare and deliver regular control governance updates, including executive management reporting, escalation of control breaks, and communication of key risk indicators
Represent the product in control committees, regulatory forums, and cross-functional meetings to ensure alignment with firm standards and regulatory requirements
Drive continuous improvement by participating in self-assessments, root cause analysis, and process reviews to enhance the control environment
Provide expert guidance on control matters for specialized areas such as artificial intelligence and machine learning use cases, ensuring compliance with governance and regulatory expectations
Qualification
Required
Bachelor's degree or equivalent experience required
Minimum 3 years of financial services experience in controls, audit, risk management, or compliance
Strong understanding of operational risk management, risk and control assessments, and regulatory requirements for broker-dealer and investment products
Proven facilitation, negotiation, and project management skills
Action-oriented, analytical, and creative problem solver with strong judgment and leadership
Proficient in Microsoft Office Suite (Word, Excel, PowerPoint, Visio); able to develop executive presentations
Preferred
Deep understanding of Wealth Management business and regulatory landscape
Excellent written and verbal communication skills; able to influence and present to business leaders
Exceptional relationship-building and networking skills; works effectively across diverse teams
Flexible and adaptable; manages competing priorities in a fast-paced environment
Strong process analysis skills; able to inform and design effective controls
Critical thinker with attention to detail; synthesizes data to identify risks and solutions
Skilled in writing action plans, procedures, and driving change initiatives
Makes informed, subjective decisions; influences stakeholders and justifies recommendations
Benefits
Comprehensive health care coverage
On-site health and wellness centers
A retirement savings plan
Backup childcare
Tuition reimbursement
Mental health support
Financial coaching
Company
JPMorganChase
With a history tracing its roots to 1799 in New York City, JPMorganChase is one of the world's oldest, largest, and best-known financial institutions—carrying forth the innovative spirit of our heritage firms in global operations across 100 markets.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
unknown1998-02-01IPO
Leadership Team
Allison Beer
CEO of Card Services and Connected Commerce
Dan Mendelson
CEO, Morgan Health
Recent News
2026-01-23
2026-01-22
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