Daley And Associates, LLC · 6 hours ago
Code of Ethics Analyst
Boston, MA
Contract
Hybrid
Entry Level
$30/hr - $36/hr
1+ years expDaley And Associates, LLC is a highly successful investment management firm located in Boston, MA, seeking a Code of Ethics Analyst. The role involves ensuring compliance with the firm's policies regarding political contributions and supporting the Legal, Compliance, and Risk Team.
BankingConsultingFinancial ServicesHuman ResourcesInsurance
Responsibilities
Address employee questions and provide guidance on Code of Ethics policies and requirements
Support operational, system, and data-driven aspects of the Code of Ethics program, identifying opportunities to enhance efficiency through technology
Collaborate with global compliance teams, Operational Risk, and Internal Audit to ensure aligned and consistent outcomes
Assist with broader Legal, Compliance, and Risk initiatives as needed
Develop and deliver training on ethics and regulatory compliance topics
Support responses to regulatory inquiries and examinations
Act as an escalation point for offshore compliance teams
Create, maintain, and continuously improve operational procedures and documentation
Qualification
Required
Bachelor's degree in finance, business, computer science, or a related field (required)
1-3 years of experience in compliance, operational risk, or business controls within a financial services environment
Strong organizational skills with the ability to prioritize tasks
Ability to collaborate cross-functionally across teams
Strong attention to detail and interest in technology to improve processes
Excellent analytical and problem-solving skills
Excellent written and verbal communication skills
Preferred
Previous experience with Power BI, Power Automate, Alteryx, GenAI is a plus
Company
Daley And Associates, LLC
Daley and Associates is a boutique executive search and contract staffing firm specializing in the placement of Accounting, Finance, Information Technology, Legal, Administrative and Life Sciences professionals.
11-50 employees
Funding
Current Stage
Early StageLeadership Team
Christyn Thatcher
CFO/COO
Hank Phillips
Principal & COO
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