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Director of Operations, PNC Wealth Management (F) jobs in United States
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PNC · 10 hours ago

Director of Operations, PNC Wealth Management (F)

PNC is a financial services company that emphasizes the importance of its people in delivering exceptional customer experiences. The Director of Operations will oversee operational services supporting broker-dealer and Registered Investment Advisor activities, ensuring service levels and internal controls are maintained while managing expenses and leading through change.
BankingFinanceFinancial Services
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Responsibilities

Determines the overall operations strategy for function or business and sets operating standards in collaboration with the business. Oversees execution of support and service and leads staff to achieve excellence. Oversees the development of relevant key performance and risk indicators
Oversees the execution of business and functional strategies and initiatives to achieve desired service and budgetary results within the risk appetite. Drives improvements in capabilities, controls and performance while connecting strategies and initiatives to business outcomes to drive desired client experience
Develops and maintains relationships with internal and external partners and creates an environment in which products and/or processes are designed/re-designed and/or managed to ensure customer satisfaction
Establishes and ensures compliance with internal policies and procedures. Recommends and influences policy and procedure changes to meet business objectives. Ensures policy and procedures changes are communicated appropriately to deliver a superior employee and customer experience. Manages highest level escalations
Manages, aligns and oversees the development of the operations team, which may include managers, supervisors and individual contributors. Develops future leaders, including managers and supervisors

Qualification

FINRA Series 24Operational Change LeadershipRetail Brokerage KnowledgeVendor ManagementRegulatory KnowledgeData Driven Decision MakingTeam DevelopmentCustomer SolutionsProcess ImprovementsRisk Mitigation StrategiesEffective CommunicationProblem-Solving SkillsStrategic Thinking

Required

University / college degree
8+ years of industry-relevant experience
5 years of prior management experience
Proven leadership experience with a moderate to large scope of responsibility
FINRA Series 7, 24, 66 and 99 (or other qualifying exam) required

Preferred

FINRA licensing, with Series 24 as a minimum
Progressive leadership experience managing large-scale growth
Extensive experience leading and executing operational change
Strong understanding of the retail brokerage and advisory business
Demonstrated ability to lead, inspire, and develop teams through change by fostering trust, accountability, and resilience
Exceptional problem-solving skills and a data driven approach to decision making
Proven success delivering industry leading client centric solutions and initiatives
Strong written and verbal communication and influencing skills to executive audiences
Extensive regulatory knowledge and expertise
Working knowledge of technology, with a focus on artificial intelligence applications, APIs, and workflow solutions
Strong executive presence and vendor management experience

Benefits

Medical/prescription drug coverage (with a Health Savings Account feature)
Dental and vision options
Employee and spouse/child life insurance
Short and long-term disability protection
401(k) with PNC match
Pension and stock purchase plans
Dependent care reimbursement account
Back-up child/elder care
Adoption, surrogacy, and doula reimbursement
Educational assistance, including select programs fully paid
A robust wellness program with financial incentives
Maternity and/or parental leave
Up to 11 paid holidays each year
9 occasional absence days each year, unless otherwise required by law
Between 15 to 25 vacation days each year, depending on career level

Company

PNC is a financial service company providing bank deposits products and services to its community.

Funding

Current Stage
Public Company
Total Funding
unknown
1975-11-17IPO

Leadership Team

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Keith Hayes
SVP, PNC Aviation Finance
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M
Michael Gaber
Senior Vice President - Originations
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