GnarledOak Financial · 15 hours ago
Associate Financial Advisor
Modesto, CA
Full-time
Hybrid
Mid Level
3+ years expGnarledOak Financial is a firm dedicated to providing personalized financial planning and investment strategies. They are seeking a licensed Financial Advisor to assist clients in retirement planning, investment strategies, and legacy planning while maintaining high compliance standards and exceptional client service.
Financial Services
Responsibilities
Offer bespoke financial planning and retirement guidance
Document all client interactions in our CRM (Wealthbox) and keep clear notes that are easy for all team members to understand
Do preparatory work for client/prospect meetings and post meeting follow ups
Analysis of financial situations and make recommendations for improvement
Respond to and ensure incoming calls, e-mails, communications, faxes and inquiries are replied to in a quick, efficient manner
Maintain a high standard of compliance in all aspects of the business
Effectively manage the clients you are responsible for
Be self-motivated
Assist in business development and marketing activities
Qualification
Required
Professional designations are preferred (e.g. ChFC, CFP, etc.)
3+ years of experience in the financial field
Knowledge of a variety of investment and insurance products (e.g. stocks, bonds, mutual funds, ETFs, annuities, etc.)
Excellent oral, written and personal communication skills
Interpersonal skills to develop and maintain good relationships with the clients and colleagues – be personable and build rapport with others
Knowledgeable in Asset Allocation and Portfolio Risk Management
Experienced using and preparing financial plans using planning software (we use RightCaptial)
High ethical standards
Attention to detail; this role requires a high accuracy in filling out forms which, at times, can be complex
Must be team oriented and able to collaborate with specialists to deliver holistic planning – including investment, retirement, financial, tax, and estate planning
Series 7, 63 & 65 or 66 and in good standing with FINRA
Annuity and Life Licensed (or willing to obtain)
Be reliable, punctual, and professional (not licensing, but required)
Company
GnarledOak Financial
WELCOME TO GNARLEDOAK FINANCIAL Strong Through Every Season of Life.
2-10 employees
Funding
Current Stage
Early StageCompany data provided by crunchbase