Golden 1 Credit Union · 15 hours ago
Investment Services - Centralized Financial Advisor
United States
Full-time
Remote
Mid Level
$70K/yr - $70K/yr
3+ years expGolden 1 Credit Union is seeking a Centralized Financial Advisor to meet with members virtually and provide guidance on financial planning and investment products. The role involves developing financial plans, ensuring compliance with regulations, and conducting portfolio reviews.
BankingFinanceFinancial Services
Responsibilities
Meet with members virtually to mutually define their personal and financial goals, needs and priorities for the development of individual financial plans
Introduce non-deposit investment and insurance products maintaining compliance standards set forth by the NASD, SEC and current broker dealer’s compliance officer
Maintain a thorough understanding of state and federal laws and regulations related to credit union compliance including bank secrecy and anti-money laundering laws appropriate to the position
Develop, maintain and update member-client information and files in an accurate and compliant manner
Virtually conduct member-client portfolio reviews on a periodic basis
Collaborate with the Member Service Contact Center Teams on a regular basis to educate on referral opportunities and to encourage referral activity
Work with the Member Education Department to conduct investment related workshops for management, staff, and/or members
Keep up to date and knowledgeable of current investment products offered through our broker/dealer
Complete and submit weekly activity reports, annual marketing and business plans, quarterly business plan reviews and other reports as assigned on a timely basis
Answer general questions from members in regard to investment and credit union products and services
When appropriate promote cross-referrals or cross-sales of credit union products
Become familiar with all the products and services Golden 1 offer. As part of the segregation of duties, FAs will have view only access to Golden 1 system to be able to address any general inquires. If a specific product or services requests are identified, Financial Advisors will send a referral to appropriate channel to fulfill the request as needed
Qualification
Required
Bachelor of Arts degree desired or equivalent experience in the personal investment field
Three years of experience in the sales and delivery of personal investment products and services with at least one year experience in a financial institution
Personal computer, oral and written communication skills, organizational skills, knowledge of credit union rules, regulations and policies, knowledge of Microsoft Outlook, Word, Excel, and Access, member relations skills, ten key, HP Calculator, and Facsimile machine skills
Valid California driver's license
California Insurance Licenses: Life & Disability
FINRA license 7 and 66 registration
Long Term Care License
Financial Planning / Wealth Management Designation or obtained within two (2) years: CFP, CWS, ChFC, AIF, AAMS, CWM, WMS, CWMS, MFP, MCEP
Company
Golden 1 Credit Union
Golden 1 Credit Union is a financial cooperative that offers checking, savings, home loan, investment, insurance and online services.
1001-5000 employees
H1B Sponsorship
Golden 1 Credit Union has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2024 (1)
2022 (1)
Funding
Current Stage
Late StageLeadership Team
Allyson Hill, CPA
Senior Vice President, Chief Financial Officer
Joseph Harrison, CPA (Oregon), CRCM, CIA, CAMS, CFE
Senior Vice President - Chief Compliance Officer
Recent News
The Business Journal
2025-10-04
2025-10-02
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