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Sr Analyst, Investment Compliance jobs in United States
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PanAgora Asset Management · 19 hours ago

Sr Analyst, Investment Compliance

PanAgora Asset Management is seeking a Senior Analyst for their investment compliance program. This role involves reviewing client investment guidelines, coding compliance rules, and ensuring adherence to client and regulatory guidelines.
FinanceFinancial Services
Hiring Manager
Anne Kimball Nolen
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Responsibilities

Review client investment management agreements
Code new accounts into the compliance management system
Monitor pre- and post-trade compliance alerts
Develop and maintain strategic relationships with multiple teams within PanAgora; Client Service, Portfolio Management, Trading, Legal, etc
Work with departments to ensure compliance with all applicable laws and regulations

Qualification

Investment complianceRegulatory requirementsEnfusion Compliance SystemSQLJavaAnalytical skillsProblem-solving skillsWritten communicationOral communicationTeamworkProject managementWork under pressure

Required

Bachelor's degree in a related field, such as finance, law, or accounting
5+ years of experience in investment compliance, with a focus on the financial services industry
Strong understanding of regulatory requirements, such as those of the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC)
Strong analytical and problem-solving skills
Excellent written and oral communication skills
Ability to work independently and as part of a team
Ability to manage multiple projects simultaneously
Ability to work under pressure and meet deadlines

Preferred

Experience in Enfusion Compliance System a plus
SQL and Java knowledge a plus

Company

PanAgora Asset Management

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PanAgora Asset Management is a quantitative investment manager whose proprietary approach is designed to capitalize on inefficiencies across market cycles and to deliver relative and absolute returns through distinct and innovative equity, multi-asset and risk premia strategies.

Funding

Current Stage
Growth Stage

Leadership Team

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Eric Hevering Sorensen
CEO
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Company data provided by crunchbase