LPL Financial · 12 hours ago
SVP, Head of Client Compensation
Fort Mill/Charlotte
Full-time
Onsite
Director/Executive
$186K/yr - $311K/yr
15+ years expLPL Financial is among the fastest growing wealth management firms in the U.S., empowering professionals to shape their success. The SVP, Head of Client Compensation is a strategic leader responsible for driving operational excellence and advisor compensation transformation, overseeing key teams to enhance client and advisor experiences.
FinanceFinancial Services
Responsibilities
Lead transformation initiatives focused on process optimization, automation, and continuous improvement
Oversee advisor compensation operations, ensuring accuracy, compliance, and scalability
Manage service delivery across multiple channels and offshore partners, meeting SLAs and enhancing client experience
Drive organizational change management, diversity and inclusion, and employee engagement programs
Ensure regulatory compliance, mitigate risk, and maintain strong internal controls
Collaborate with Finance, HR, and Compliance on compensation policies and audits
Manage budgets, resource planning, and performance reporting using data-driven insights
Represent Operations in firm-wide initiatives, regulatory engagements, and vendor negotiations
Develop and retain top talent across geographically dispersed teams
Qualification
Required
15+ years in financial services with deep expertise in advisor compensation, broker-dealer operations, and wealth management
Bachelor's degree in Finance or related field; MBA preferred
Proven success in transformation leadership, change management, and employee engagement
Experience with Lean, Six Sigma, Agile, or similar methodologies
Expertise in compensation structures and regulatory compliance
Preferred
MBA preferred
Benefits
401K matching
Health benefits
Employee stock options
Paid time off
Volunteer time off
And more
Company
LPL Financial
LPL Financial provides investment solutions and tools for independent financial advisors.
5001-10000 employees
H1B Sponsorship
LPL Financial has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (106)
2024 (105)
2023 (122)
2022 (127)
2021 (65)
2020 (44)
Funding
Current Stage
Public CompanyTotal Funding
$2.5B2025-03-31Post Ipo Equity· $1.5B
2024-06-03Post Ipo Debt· $1B
2010-11-18IPO
Leadership Team
Rich Steinmeier
Interim CEO
Sid Vyas
Chief Technology Officer/EVP
Recent News
IndiaTimes
2026-02-05
2026-01-23
Company data provided by crunchbase