Capital One · 6 hours ago
Senior Risk Associate - Financial Crimes Risk Management
Charlotte, NC
Full-time
Onsite
Mid, Senior Level
$88K/yr - $100K/yr
3+ years expCapital One is a top 10 Bank seeking a Senior Risk Associate in the Commercial Risk Office. The role involves managing financial crimes risk, focusing on Anti-Money Laundering activities, and collaborating with business partners to enhance the Bank's risk management processes.
Financial Services
No H1B
Responsibilities
Lead complex financial crimes risk management initiatives, including the ongoing investigation of process and transaction-level breakdowns
Develop key metrics and indicators to demonstrate the effectiveness of Commercial’s AML-risk management programs
Leverage innovation skills to enhance the process and control environment to improve the Bank’s overall AML risk profile
Assist with managing breakdowns and crafting remediation strategies in key systems of record to support multiple stakeholder groups
Co-Lead various Risk Assessments for the Commercial Central Know Your Customer (cKYC) Team, including Divisional Risk Assessments, Process Level Assessments (PLAs), Risk and Control Self Assessments (RCSAs), Critical Business Process (CBP) Analysis, and ongoing control assessments
Support Commercial Bank AML- related Audits and Exams
Qualification
Required
Bachelor's Degree or Military experience
At least 2 years of Financial Services, Management Consulting, or Risk Management experience
Preferred
At least 3 years of demonstrated AML / KYC experience
At least 3 years of experience with process or project management
At least 3 years of risk management and/or consulting background in traditional or business banking
Highly proficient in creating and maintaining information in Microsoft Office (PowerPoint, Excel, and Word) or Google Suite (Slides, Sheets, and Docs)
Commercial Bank experience
Benefits
Performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)
A comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being
Company
Capital One
Capital One is a financial services company that provides banking, credit card, auto loan, savings, and commercial banking services.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$5.45BKey Investors
Berkshire Hathaway
2025-09-11Post Ipo Debt· $2.75B
2025-01-30Post Ipo Debt· $1.75B
2023-05-15Post Ipo Equity· $954M
Leadership Team
Daniel Arellano
Senior Vice President, Business Cards and Payments
Justin Burch
Senior Vice President
Recent News
2026-02-05
Company data provided by crunchbase