Chase · 1 day ago
Client Escalations Anti-money laundering - Associate
1111 Polaris Pkwy, Columbus, OH, 43240, US
Full-time
Onsite
Entry Level
1+ years expChase is a leading financial services firm, helping nearly half of America’s households and small businesses achieve their financial goals through a broad range of financial products. As an AML/KYC Officer I within our Compliance Team, you will play a critical role in ensuring our firm adheres to regulatory requirements and internal policies related to anti-money laundering, sanctions, and customer due diligence.
FinanceBankingFinancial Services
Responsibilities
Conduct reviews based on AML, OFAC sanctions, or KYC risks, providing documentation and rationale for decisions to retain or exit customers
Develop strategies for customers with AML, Fraud, Sanctions, or KYC risks, including formulating questions, requesting documents, and alerting partners
Manage and resolve sanctions escalations by identifying risks and implementing mitigation strategies
Present customers to AML executives and advisory partners for further evaluation and decision-making
Conduct thorough investigations of transactions and customer profiles to identify potential sanctions-related violations
Assist in building AML/Compliance programs by supporting the design, development, and implementation of projects addressing AML risks and controls
Provide support in developing solutions to fix identified issues or gaps
Complete tasks with attention to quality and timeliness, facilitating recommendations and escalations to management
Produce standard and ad hoc management reports and presentations, coordinating with various partners on issues
Maintain up-to-date knowledge of regulatory requirements and understand the AML/KYC/Sanctions risk management framework
Provide support to senior team members and new team members, make recommendations, and identify trends to address potential compliance issues
Qualification
Required
Minimum one year of experience in the financial services industry, with a background in controls, audit, quality assurance, operational risk management, AML/KYC, or equivalent subject matter expertise
Skilled in analyzing root causes of AML/KYC, sanctions, compliance, and risk issues
Experience producing and redacting templates and presentations detailing risks or mitigants for customers with sanctions concerns
Comfortable working in ambiguous environments without structured decision-making tools
Excellent problem-solving, critical thinking, and analytical skills
Highly organized, able to manage multiple projects simultaneously, and collaborate across various lines of business
Strong judgment, professional maturity, personal integrity, and work ethic; proactive, results-oriented, fact-based, and willing to challenge the status quo
Proficient in Microsoft Office Suite (Word, Excel, PowerPoint)
Preferred
Bachelor's degree preferred or equivalent experience
Business knowledge - ability to understand the business / knowledge of regulation surrounding business
Communication/presentation - excellent written and verbal communication skills with an ability to articulate in a meaningful and actionable manner
Networking – strong interpersonal skills; strong collaboration and relationship building skills
Work autonomously to affect change - flexible, adaptable to shifting priorities; manages competing priorities to achieve the most effective result and able to work in a fast-paced, results driven environment
Decision Making/Judgement - moderate level of independent decision making using sound judgement
Benefits
Comprehensive health care coverage
On-site health and wellness centers
A retirement savings plan
Backup childcare
Tuition reimbursement
Mental health support
Financial coaching
Company
Chase
Chase provides broad range of financial services. It is a sub-organization of JP Morgan Chase.
10001+ employees
Funding
Current Stage
Late StageLeadership Team
Mike McDonnell
Managing Director, Head of Chase Travel Platform Product
Nicole Sanchez
Managing Director, Consumer Bank, GM and Product Executive, Growth Financial Products
Recent News
2026-02-12
Financial Sector Technology
2026-02-05
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