Morgan Stanley · 10 hours ago
Global Financial Crimes KYC Controls Analyst/Associate
Dallas, TX
Full-time
Hybrid
Entry, Mid Level
2+ years expMorgan Stanley is a global leader in financial services, and they are seeking a Global Financial Crimes KYC Controls Analyst/Associate to join their Legal & Compliance division. In this role, you will assist with the development and optimization of the KYC Controls program, focusing on regulatory compliance and financial crime prevention efforts.
LendingFinanceAsset ManagementFinancial Services
Responsibilities
Track project milestones and proactively identify potential risks or delays, ensuring timely delivery of key initiatives and communicating progress updates to all stakeholders
Liaise with stakeholders and subject matter experts across regions and business units to gather feedback and requirements
Develop and execute project plans to support the Negative News and PEP screening program, including process improvements, technology upgrades, and regulatory imperatives
Act as a project manager and key contact responsible for communication and maintenance of the team book of work
Serve as a point of contact for GFC Advisory, Risk, and Onboarding Teams, to respond to inquiries and provide advice regarding ECRR (model functionality and user interface)
Communicate model and UI enhancements, conduct UAT and coordinate training (create, implement, and maintain procedural training documents) to users and stakeholders
Collaborate with colleagues and Business Partners to prepare for regulatory inquiries/exams and internal exams (e.g., Internal Audit) and support post-exam action plans
Maintain awareness of current industry rules, regulations, and best practices regarding customer risk ranking
Develop and maintain project governance materials, including charters, decision logs, escalation frameworks, and management reporting artifacts
Created, organized, and preserved project documentation and evidence in accordance with internal governance, audit, and regulatory record-retention standards
Maintained detailed project plans, timelines, RAID logs, action trackers, and dependency maps to support on-time execution
Qualification
Required
2+ years relevant work experience, preferably at a large/complex financial institution
Experience or understanding of Know Your Customer (KYC) obligations, customer onboarding processes, and AML risk ranking in the financial industry
Technology savvy with ability to quickly learn new systems and tools, and to identify and implement enhancements
Familiar with Agile methodology and relevant productivity software such as Jive, Jira, SQL, and Tableau
Experience with engaging senior stakeholders across technology and the business
Proven ability to take ideas forward and to challenge others with integrity and maturity
Strong organizational skills and an ability to manage multiple demands and changing priorities
Exceptional written and verbal communication skills, attention to detail, and time management
Ability to perform analysis, identify problems, and design solutions in a collaborative manner within a fast-paced environment
Outstanding judgement, analytical skills, and critical thinking, including ability to analyze data to draw conclusions/themes and think strategically about presentation of materials
Ability to work in a proactive and self-directed way with minimal direction and task management
Understanding of statistical models and data analysis such as SQL, Python, R
Strong interpersonal and teamwork skills
Excellent MS Office skills, including Excel, PowerPoint, and Teams
Benefits
Some of the most attractive and comprehensive employee benefits and perks in the industry
Company
Morgan Stanley
Morgan Stanley is a financial services company that offers securities, asset management, and credit services.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
unknown1997-02-05IPO
Leadership Team
James Gorman
Chairman and CEO
Ted Pick
Chief Executive Officer (CEO)
Recent News
2026-02-12
2026-02-12
2026-02-12
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