TD · 1 day ago
Director, Global Markets Supervision - Communications Program
New York, NY
Full-time
Onsite
Mid, Senior Level
$250K/yr - $250K/yr
7+ years expTD is a leading financial services provider committed to innovation and client service. The Director of Global Markets Supervision is responsible for planning, directing, and coordinating trading operations within TD Securities, focusing on communication surveillance and retention programs across various channels.
FinanceBankingFinancial ServicesWealth Management
Responsibilities
Manage key relationships with business line and Compliance to establish Business Requirements for communication initiatives, ensuring consistency and best practices across the approach
Manage channel ideation to onboarding with the Business and technology
Coordinate with enterprise and TDS technology stakeholders on workflow functionality, scenario configuration and recalibration of surveillance parameters
Develop plans to implement data controls and deliver those controls including Confirm employee population for journaling and surveillance
Monitor status of ingestion, retention and surveillance tools
Manage regulatory and internal audit requests related to Communication Programs
Oversees the development and execution of strategic planning for unit
Oversees program and project level forecasting and tracking
Oversees the annual budget process
Manages the headcount / resource process
Leads and oversees the end-to-end delivery of requirements throughout the lifecycle of large scale/complex projects or programs requiring a cohesive approach to broad business solutions with full traceability to realize project benefits
Provides advisory support, leadership direction and guidance to assigned Business Analyst resources, stakeholders an executives of the projects and/or program across multiple Lines of Business (LoB)
Qualification
Required
Bachelors degree or progressive work experience in addition to experience below
7+ Years of related experience
Strong project management skills
Strong leadership, interpersonal and relationship-building skills are required
Excellent analytical skills
Excellent Microsoft Office skills in particular Excel
Presentation skills required
Strong team player and who can work in cross-organization situations
Highly effective written and oral communication skills; excellent organizational skills
Preferred
15+ years of experience in the capital markets industry with strong subject matter expertise in financial markets, regulatory requirements, industry best practices, and related systems and infrastructure processes
Knowledge of US Broker Dealer regulation related to communications surveillance and record retention in a large banking institution
Knowledge of surveillance tools such as Behavox, Smarsh, Social Patrol, etc
Experience working with regulators and auditors
Strong ability to work with Technology, Compliance, Legal or Risk partners to deliver program requirements and ongoing upkeep of standards
Able to understand detailed and technical issues, can distill and summarize the problems, and recommend solutions to senior management
Strong conceptual, analytical and problem-solving skills; have an eye for detail; initiative to follow up on items or quickly determine steps for timely resolution
A self-starter who can think critically and make decisions independently, while also able to collaborate with business, infrastructure support and control contacts to achieve strategic and tactical objectives
Enjoys working in a fast-paced environment, able to manage competing and ever-changing priorities while under pressure, adapts well to changing priorities
Team player with ability to influence and achieve results through effective negotiation, and problem solving
Excellent written and verbal communication skills
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
The Toronto-Dominion Bank & its subsidiaries are collectively known as TD Bank Group (TD).
10001+ employees
H1B Sponsorship
TD has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2022 (1)
2020 (6)
Funding
Current Stage
Late StageTotal Funding
$65MKey Investors
U.S. Department of the Treasury
2023-10-03Grant· $65M
Leadership Team
Brian Jacobson
Chief of Staff to the CEO, TD Bank, America's Most Convenient Bank
F
Foster Glenn
Senior Vice President Technology and Data Risk Management
Recent News
2026-01-24
2026-01-24
Company data provided by crunchbase