Capco · 11 hours ago
Compliance Project Manager - Capital Markets
New York, NY
Full-time
Hybrid
Entry, Mid Level
$98K/yr - $112K/yr
2+ years expCapco is a leading consultancy focused on financial services, and they are seeking a Compliance Project Manager to join their Capital Markets team. The role involves advising and delivering change projects for financial institutions to ensure compliance with regulatory requirements and managing technology teams effectively.
FinanceConsultingProperty & Casualty InsuranceFinancial ServicesInsurance
Responsibilities
Specialize in implementations to adhere to global Swap Dealer Compliance related rules and regulations
Advise and deliver change projects as part of a long-term strategic partnership with leading financial institutions
Ensure client satisfaction by providing timely, value-added services that meet or exceed expectation
Provide PM/BA support to gather and document requirements from business stakeholders around upcoming or existing regulatory changes
Manage technology teams and effectively liaison between quantitative traders and the technology management team
Conduct detailed analyses to draw conclusions, and develop pertinent and insightful recommendations
Present findings and recommendations to client leadership
Track project level risk issues and dependencies and face off with key stakeholders
Qualification
Required
Capital Markets experience (2-4 years) within Fixed Income, Equities, Foreign Exchange derivatives product areas including an overall understanding of the trade lifecycle processes
Understanding of the US and Global regulatory landscape including but not limited to: Dodd Frank (SEC and CFTC), ESMA, MiFiD, SFTR, FRTB, EMIR, FCA, MAS, ASIC, JFSA
Working knowledge of multiple project/program management methodologies including, but not limited to Agile and Waterfall
Must have the ability to quickly learn and conduct independent research; will need to apply new knowledge to own analysis and team management responsibilities
Microsoft office suite (Excel, PowerPoint, Project, Visio, etc.)
Proactive and self-driven work ethic
Strong analytical and organizational skills
Ability to manage multiple deliverables and adhere to tight deadlines
Strong Interpersonal skills, written & verbal communication skills to manage internal and external stakeholders
Benefits
Medical, dental and vision insurance
A 401(k) plan
Tuition reimbursement
Company
Capco
Capco is a technology and management consulting firm that provides consulting for the financial services and energy industries.
5001-10000 employees
H1B Sponsorship
Capco has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (10)
2024 (5)
2023 (8)
2022 (15)
2021 (2)
2020 (14)
Funding
Current Stage
Late StageTotal Funding
$80MKey Investors
Thomas Weisel Partners
2021-03-04Acquired
2000-05-24Private Equity· $80M
Leadership Team
Anne-Marie Rowland
Chief Executive Officer
Andrew McGinn
Partner - Digital, Data & Technology
Recent News
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