TALENT SHIFT · 23 hours ago

AML Audit

United States

Full-time

Remote

Senior Level

5+ years exp

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Information Technology & Services

No H1B

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Responsibilities

Utilize expert knowledge of BSA/AML and Fraud risks and a deep business understanding of the controls applicable within Broker Dealers

Plan, perform, and execute AML audits within the broker dealer business

Demonstrate knowledge in financial crime compliance regulations including the BSA/AML & Sanctions

Qualification

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BSA/AMLFraud risksFinancial crime complianceInternal AuditBroker Dealer experienceAccountingFinance

Required

Bachelor’s degree or higher in accounting, finance, or other related fields

5+ years of relevant Banking/ Broker Dealer industry experience

5+ years of Internal Audit experience specifically within Financial Crimes Compliance

Qualified applicants must reside in the continental U.S.

Must be legally authorized to work in the United States now and in the future. Verification of employment eligibility will be required at the time of hire. Visa sponsorship is not available for this position.