97 applicants

Company

LPL Financial · 1 week ago

Associate Financial Advisor II

Remote Washington

Full-time

Remote

Entry, Mid Level

$59K/yr - $99K/yr

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FinanceFinancial Services

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Responsibilities

Help clients grow and protect their assets to achieve financial goals, including:

Funding a secure retirement

Growth above inflation and taxes

Protection of assets from estate taxes

Build referral pipelines and develop strong partnerships to grow client relationships.

Analyze client financial data and assist in developing investment strategies and leading portfolio rebalancing efforts.

Create financial plans tailored to client goals, time horizons, and risk appetites.

Prepare and review client communications, forms, and account documents.

Adhere to all compliance and legal requirements.

Answer routine client questions and prepare for client meetings.

Assist with client prospecting and marketing efforts.

Attend coaching sessions and training events to enhance sales skills and industry knowledge.

Utilize new tools and resources to improve team productivity (e.g., new technology, platform enhancements).

Qualification

Find out how your skills align with this job's requirements. If anything seems off, you can easily click on the tags to select or unselect skills to reflect your actual expertise.

Investment SalesFinancial PlanningFinancial Products KnowledgeFINRA Series 7FINRA Series 66Client Relationship ManagementPortfolio RebalancingSales Skills

Required

Proven track record of success in investment sales.

Bachelor’s degree (preferably in Finance or similar field)

Strong knowledge of financial products and skills necessary to execute the outlined business model.

Licenses (preferred or must obtain within six months of hire): FINRA Series 7

Licenses (preferred or must obtain within six months of hire): FINRA Series 66 (preferred) or Series 63

Benefits

401K matching

Health benefits

Employee stock options

Volunteer time off

Company

LPL Financial

Glassdoor

3.9

LPL Financial is an independent broker-dealer.

Founded in 1968

Boston, Massachusetts, USA

5001-10000 employees

https://www.lpl.com

H1B Sponsorship

LPL Financial has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

Represents job field similar to this job

Trends of Total Sponsorships

2023 (103)

2022 (108)

2021 (91)

2020 (42)