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Company

Moody's Corporation · 4 hours ago

AVP-Compliance

United States

Full-time

Remote

Mid, Senior Level

$133K/yr - $193K/yr

5+ years exp

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Responsibilities

Lead and facilitate the annual Compliance Risk Assessment process, including working with Business Unit Compliance Officers (BUCOs) and Local Compliance Officers (LCOs) to complete the Compliance Risk Assessment reviews

Lead and facilitate the Compliance Risk Assessment calibration process with Compliance senior management, including assisting with drafting narratives and preparing final results, findings, and reports for senior management

Develop Regulatory and Compliance metrics, including preparing quarterly updates with BUCOs, LCOs, and Compliance senior management

Propose and develop new metrics and trending of Compliance data and information, working closely with Compliance and business senior management

Establish a process for regular review and refresh of the Compliance metrics inventory and assigned thresholds

Prepare Compliance reporting for internal and external stakeholders, including but not limited to business and Compliance senior management, global regulators, and global and regional boards of directors. Lead the review and preparation in advance of board meetings and regulatory meetings, including preparing talking points and background information for senior management

Assist with the Compliance Horizon Risk process, which is an ongoing review of emerging risks and issues, and document, disposition, and track any required follow-ups

Work closely with Moody’s Ratings Risk on various cross-function initiatives, serving as the Moody’s Ratings Risk Liaison

Assist with the drafting and review of communications and other ad hoc presentations and reports for the Compliance department

Develop operating procedures for key processes following best practice models

Qualification

Find out how your skills align with this job's requirements. If anything seems off, you can easily click on the tags to select or unselect skills to reflect your actual expertise.

Compliance Risk AssessmentOffice Suite ProficiencyExcel chartsExcel graphsExcel VLookUpsProject ManagementProcess ImprovementWordPowerPointAccessSharePointPower BIPower Automate

Required

5-8 years of relevant experience

Excellent written and verbal communication skills and project management experience

Ability to manage tasks to meet project deliverables on time and error free

Ability to analyze current processes and workflows and make substantive suggestions for improvement

Expert in the Office suite, particularly Excel (charts, graphs, VLookUps, etc.), Word and PowerPoint

Knowledge of Access, SharePoint, and Power BI and Automate a plus

Preferred

Degree preferred in related field

Benefits

Medical

Dental

Vision

Parental leave

Paid time off

A 401(k) plan with employee and company contribution opportunities

Life

Disability

Accident insurance

A discounted employee stock purchase plan

Tuition reimbursement

Company

Moody's Corporation

Glassdoor

3.8

In a world shaped by increasingly interconnected risks, Moody’s helps customers develop a holistic view of these risks to advance their business and act decisively.

Founded in 1970

New York, New York, US

10001+ employees