Lead · 5 days ago
BaaS Compliance Analyst
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BankingCryptocurrency
Insider Connection @Lead
Responsibilities
Work closely with the Head of Risk and Compliance, BaaS Regulatory Compliance Manager, other business lines, and Fintech partners to ensure consideration and accurate implementation of controls and processes necessary to meet regulatory compliance requirements
Maintain proficient knowledge of applicable federal and state laws, regulations and guidance, including, but not limited to, Reg E, TILA, ECOA, FCRA, SCRA/MLA, Reg CC, TISA, and other federal consumer protection legislation and regulations
Review business unit and Fintech partner policies and procedures for adherence to laws and regulations and recommends changes based on risks identified or changes in laws and regulations
Monitor compliance related Partner controls and key risk indicators to identify weaknesses, research issues, and makes recommendations for remediation where required
Assist the business unit/Fintech partner in the development of action plans and corrective action associated with monitoring/review findings, as necessary
Develop effective working relationships with department employees, other business units, and Fintech partners
Supportive resource to the business units for questions related to consumer protection laws and regulations
Demonstrate the values of Lead Bank and set a personal example for team members to follow
Qualification
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Required
Minimum of 1-3 years’ banking experience
Have knowledge of applicable federal and state laws, regulations and guidance, including, but not limited to Reg E, TILA, ECOA, FCRA, SCRA/MLA, Regulation CC, TISA, and other federal consumer protection legislation and regulations
Demonstrate exceptional communication skills
Ability to make judgements based on information provided
Ability to work and complete tasks with minimal direct supervision
Eager to learn and achieve proficiency
Are curious, have humility, are open to learning and approach your work with a growth mindset
Thrive working in a fluid environment with high autonomy
Love to collaborate to get to the best, most efficient outcome
Embody the growth mindset and bring a self-driven and self-starter mentality to your work
Benefits
Medical
Dental
Vision
Life
401k Matching
FSA
HSA
HRA
Paid parental leave
Flexible vacation policy
PTO
Paid holidays
Company
Lead
We are building the bank we want to see in the world.
Funding
Current Stage
Growth StageTotal Funding
$100M2022-08-01Undisclosed· $100M
2022-08-01Acquired· by Luna Parent, Inc.
Recent News
Kansas City Business Journal
2024-01-17
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