Business Risk and Controls Advisor Senior, Bank @ USAA | Jobright.ai
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Business Risk and Controls Advisor Senior, Bank jobs in Charlotte, NC
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USAA · 4 hours ago

Business Risk and Controls Advisor Senior, Bank

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BankingFinancial Services
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Responsibilities

Lead and drive solutions for stronger controls, and in support of risk and/or regulatory compliance related initiatives which may include oversight of procedures/process, accurate regulatory reporting and filing, document governance, risk control self-assessments, procedure governance, control design, new product controls, Company or Staff Agency Third Party Governance, or quality governance.
Perform ongoing supervision and oversight of controls and shares knowledge with team members to evaluate the effectiveness of established business controls.
Responsible for risk data analysis, report preparation and trend analysis, using business intelligence tools.
Anticipate business needs and proactively finds opportunities to improve and strengthen the control environment through actionable insights.
Assist with translating control deficiencies into action plans and provides recommendations to enhance governance practices in alignment with frameworks.
Partner with team members to drive improvement efforts to correct or prevent unfavorable trends and assess the impacts.
Lead project team through concept, planning, execution, and implementation phases for effective and timely Risk remediation.
Counsel senior management on the status of their control environment related to risk identification and control weaknesses. Identify critical areas to monitor and brings up issues and findings to appropriate partners.
Build and maintain processes, procedures, and tools for handling exception alerts as they occur, including monitoring of resulting exception cases.
Provide control oversight to ensure compliance with laws and regulations.
Serve as a primary resource to team members.
Ensures risks associated with business activities are identified, measured, and controlled in accordance with risk and compliance policies and procedures.

Qualification

Find out how your skills align with this job's requirements. If anything seems off, you can easily click on the tags to select or unselect skills to reflect your actual expertise.

Risk ManagementCompliance ManagementControl DesignRisk Data AnalysisBusiness Intelligence ToolsRegulatory ReportingRisk AssessmentKey Risk IndicatorsChange ManagementBank OperationsFederal Regulations Knowledge

Required

Bachelor’s degree: OR 4 years of related experience (in addition to the minimum years of experience required) may be substituted in lieu of degree.
Minimum 6 years' experience supporting risk-related, compliance related, or business control design activities; OR 6 years of experience in a relevant quantitative field; OR Advanced degree or designation in a risk management or quantitative field, and 4 years of experience supporting risk-related, and/or compliance-related, or business control design activities; OR PhD in a risk management or quantitative field, and 2 years of experience supporting risk-related, and/or compliance-related, or business control design activities.
Knowledge of federal laws, rules, regulations, and applicable guidance to include OCC Heightened Standards, BSA/AML, REG E, UDAAP/UDAP, TILA/REG Z, SCRA, FCRA, MLA.

Preferred

Experience leading and documenting a Risk and Control Self-Assessment and maintaining a process, risk, and control inventory.
Experience with risk identification and documenting a well-designed control.
Experience with risk metrics such as Key Risk Indicators.
Experience with documenting change management risk assessments and the identification of control gaps.
Experience with issue management, including documentation of the issue description, closure package and/or control validation.
Familiarity with Bank Operations.

Benefits

Comprehensive medical, dental and vision plans
401(k)
Pension
Life insurance
Parental benefits
Adoption assistance
Paid time off program with paid holidays plus 16 paid volunteer hours
Various wellness programs
Career path planning and continuing education

Company

USAA is a financial services company.

H1B Sponsorship

USAA has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2023 (45)
2022 (160)
2021 (29)

Funding

Current Stage
Late Stage

Leadership Team

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Dana Simmons
Executive Vice President, CEO Chief of Staff
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Chris Flint
SVP and General Manager, Life and Health Insurance
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Company data provided by crunchbase
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