Hapi App · 3 hours ago
Chief Compliance Officer
United States
Contract
Remote
Director/Executive
4+ years exp
Maximize your interview chancesFinTechStock Exchanges
Hiring Manager
Dusko Kelez
Insider Connection @Hapi App
Get 3x more responses when you reach out via email instead of LinkedIn.
Responsibilities
Work to build the margin and options product for Hapi
Set up the compliance requeriments for margin and options
Prepare the documentation for margins and options operations
Supervise margin and options operations
Interact and work with other stakeholders
Qualification
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Required
4+ years of experience working in compliance roles at a US broker dealer or similar
Series 7, Series 24 and Series 4 licenses
Experience dealing with Margin accounts
Experience dealing with Options
Experience working with FINRA and the SEC
Knowledge of retail broker dealer operations
Preferred
Experience in startups
Proeficient in Spanish
Fun to work with
Benefits
Fully remote work forever, with flexible schedules!
Equity options
Company
Hapi App
Hapi is a stock trading app with zero commission and no minimums focused in Latam.
11-50 employees
Funding
Current Stage
Early StageTotal Funding
$3.6M2023-07-01Seed· undefined
2022-09-01Seed· $1.6M
2021-04-13Seed· $2M
Leadership Team
Dusko Kelez
Founder & CEO
Company data provided by crunchbase
