Guild Mortgage · 18 hours ago

Compliance Analyst

United States

Full-time

Remote

Entry Level

$60K/yr - $67K/yr

1+ years exp

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Responsibilities

Covering 1 to 3 sales regions, typically managing around 200 sales employees.

Monitoring the compliance inbox through a ticketing system (Zendesk), resolving approximately 140 tickets per month, often on the same day.

Addressing inquiries related to licensing, including new applications, renewals, and branch management requests.

Reviewing and monitoring NMLS alerts and emails from assigned sales regions, adding relevant data to Excel reports.

Assisting with the preparation of the Mortgage Call Report and collaborating with the team on data entry into the NMLS system.

Tracking loan originator and branch license renewals using Excel.

Qualification

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NMLS systemExcelLicensing managementTicketing systemsState-level reportingBusiness filings