Be an early applicantLess than 25 applicantsPosted by Agency
Atlantic Group · 2 days ago
Compliance Analyst
New York, NY
Full-time
Onsite
Entry, Mid Level
$100K/yr - $120K/yr
1+ years exp
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Responsibilities
Support the Compliance Officer in the daily management and monitoring of the compliance program.
Administer and maintain the firm’s Code of Ethics, managing personal trading, political contributions, outside business activities, and compliance certifications.
Review and assess potential conflicts or violations of the firm’s Code of Ethics regularly.
Update the firm’s compliance manual and handle regulatory filings.
Conduct various compliance tests and oversee compliance activities.
Facilitate new hire compliance training and support the annual compliance review.
Organize compliance documentation such as compliance logs, calendars, and side letter matrices.
Review marketing materials for compliance and liaise with internal groups and external service providers.
Monitor regulatory developments and provide ad-hoc support for compliance and legal operations.
Qualification
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Required
1-3 years of compliance experience in a hedge fund, asset management firm, private equity, or compliance consultancy.
Knowledgeable of the Investment Advisers Act of 1940 and related regulations, especially Rule 204A-1.
Bachelor’s degree required with good GPA.
Strong attention to detail, proactive and self-motivated with excellent organizational and project management skills.
High level of discretion and confidentiality, strong communication skills.
Proficiency in Microsoft Office applications.
Company
Atlantic Group
Atlantic Group, founded in 2006, is an industry leader in executive and professional search & staffing.
51-200 employees
Funding
Current Stage
Growth StageLeadership Team
John Ricco
Co-Founder & Founding Partner
Company data provided by crunchbase
