76 applicants

Company

FIS · 7 hours ago

Compliance Analyst I - Sanctions

US OH CIN 8500

Full-time

Onsite

Entry Level

1+ years exp

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Responsibilities

Monitors and communicates regulatory changes that impact FIS products, services and business activities.

Maintains knowledge of applicable laws and regulations.

Offers guidance on implementing regulatory changes.

Communicates detailed requirements to LOB, validate solution approach and monitor status.

Provides compliance reviews and direction for new and expanding products and services.

Responds to issues and matters pertaining to regulatory compliance of FIS products, services and business activities.

Performs periodic reviews and evaluations of FIS products, services and business activities to validate compliance with applicable laws and regulations or detect regulatory violations, weak controls or other potential areas of exposure.

Conducts compliance assessments and provides direction on any deficiencies detected by those assessments.

Meets with business unit Compliance Officers on a regular basis for status updates on compliance issues.

Monitors LOB compliance activities to verify that regulatory compliance deadlines and requirements are met.

Tracks and validates product compliance deficiencies to completion.

Participates in development of compliance sessions/presentations.

Participates in training promoting compliance awareness.

Identifies areas of potential improvement.

Provides updates for periodic reports.

Interfaces with legal counsel and federal, state and local agencies, as needed to address regulatory or compliance issues, concerns or questions.

Assists the business with responses to customer compliance-specific questions and concerns.

Participates with and/or leads customer focus and advisory groups.

Prepares and approves internal and customer communications covering compliance issues (bulletins, position statements, monthly reports, etc.)

Qualification

Find out how your skills align with this job's requirements. If anything seems off, you can easily click on the tags to select or unselect skills to reflect your actual expertise.

Regulatory ComplianceBanking RegulationsAnti-Money LaunderingAnti-CorruptionTechnical Document UnderstandingCompliance Monitoring

Required

Bachelor’s degree in business administration or law or the equivalent combination of education, training, or work experience.

Typically requires a minimum of one year experience in the regulatory compliance field and must be knowledgeable in at least one area of regulatory compliance such as banking regulations, consumer reporting, tax, anti-money laundering or anti-corruption.

Communicates ideas both verbally and in written form in a clear, concise, and professional manner.

Comprehensive knowledge of at least one substantive area of compliance, such as banking regulations, anti-money laundering, or anti-corruption.

Excellent analytical skills.

Ability to understand technical documents and legal or regulatory reference materials.

Ability to understand and apply learned concepts.

Demonstrated ability to plan and complete work within tight time limitations.

Ability to apply creative problem solving techniques and tools to compliance issues.

Ability to follow and conduct a compliance monitoring program.