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Company

Original Job Post

Pomelo · 2 days ago

Compliance Analyst / MTL Coordinator

San Francisco, CA

Full-time

Onsite

Mid Level

$107K/yr - $130K/yr

3+ years exp

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Responsibilities

Regulatory Compliance: Ensure the company's adherence to all relevant financial regulations, including but not limited to lending regulations, UDAAP (Unfair, Deceptive, or Abusive Acts or Practices), fair lending laws, and Money Transmitter licensing requirements.

Monitoring and Reporting: Continuously monitor and assess compliance risks, prepare regular compliance reports, and provide recommendations to mitigate potential risks.

Policy Development: Assist in the development, implementation, and maintenance of compliance policies and procedures. Ensure these policies are up-to-date and reflect current regulatory requirements.

Training and Education: Conduct compliance training for staff to ensure awareness and understanding of regulatory obligations and company policies.

Internal Audits: Participate in internal audits and regulatory examinations. Prepare and coordinate responses to regulatory inquiries and examinations.

Risk Assessment: Perform regular risk assessments and compliance reviews to identify potential areas of compliance vulnerability and risk. Develop corrective action plans for resolution of problematic issues.

Documentation: Maintain comprehensive and organized records of compliance activities, decisions, and practices to demonstrate adherence to regulatory requirements.

Qualification

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Compliance Software ProficiencyMoney Transmitter LicensesLending RegulationsUDAAPFair Lending LawsFinancial Regulations InterpretationCompliance Documentation ManagementCompliance ReportingCross-Functional CollaborationProject ManagementProblem-SolvingCommunicationAttention to DetailTeam Player

Required

Education: Bachelor's degree in finance, business administration, law, or a related field. Advanced degrees or certifications (e.g., CRCM, CAMS) are a plus.

Experience: Approximately 3 years of experience in a compliance role within the financial services or fintech industry.

Technical Skills: Proficiency with compliance software and tools. Strong understanding of Money Transmitter licenses, lending regulations, UDAAP, fair lending laws, and other relevant financial regulations.

Analytical Skills: Excellent analytical and problem-solving skills. Ability to interpret complex regulations and apply them to practical situations.

Communication: Strong written and verbal communication skills. Ability to effectively communicate compliance requirements and issues to various stakeholders.

Attention to Detail: High level of attention to detail and accuracy in managing compliance documentation and reporting.

Team Player: Ability to work collaboratively with cross-functional teams and manage multiple projects simultaneously.

Benefits

Platinum-level health insurance (medical, dental, vision) — with 100% covered by the company for you and 50% for dependents

PTO: 3 weeks in your first year, 4 weeks thereafter, plus national holidays

$1,500 annual travel stipend

$300 annual wellness stipend

Twice-a-year company retreats. Previous trips include skiing in Park City, getting sun and surf in Cabo, Mexico, and a cruise excursion to The Bahamas

In Office Meals: Lunch, dinner, and snacks provided daily