USAA · 4 days ago
Compliance and Operational Risk Testing Analyst Senior
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BankingFinancial Services
H1B Sponsorship
Insider Connection @USAA
Responsibilities
Develops the steps needed to test and/or analyze compliance with complex policies/procedures and laws/regulations.
Conducts appropriate, independent testing to ensure operational risks and compliance requirements are adhered to. Prepares detailed and objective work papers to support conclusions.
Reviews issues and findings to provide effective challenge and quality of supporting documentation.
Performs complex qualitative analysis of data.
Identifies potential control weaknesses and makes recommendations to remediate issues.
Manages all aspects of a compliance and operational risk test from end to end.
Serves as a resource to team members on advanced issues.
Builds, develops, and maintains relationships with business and internal control partners (Audit, Risk & Compliance, Legal) to facilitate collaboration between all lines of defense for testing.
Qualification
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Required
Bachelor's degree OR 4 additional years of related experience beyond the minimum required may be substituted in lieu of a degree (10 years total experience).
6 or more years of proven experience (internal/external audit, operational risk/compliance testing, quality assurance).
Demonstrated experience interpreting and applying federal and state laws and regulations and guidance or operational risk principles/concepts.
Sophisticated knowledge of testing techniques and data analysis principles, as well as the ability to interpret subsequent results.
Demonstrated ability to communicate optimally at all levels of management.
Proficiency in Excel, Word, and PowerPoint.
Preferred
6+ years of SLOD audit, risk, and compliance experience.
Experience working with data requests and SQL.
Proven ability to drive standard process risk testing or auditing techniques (e.g., control testing/adherence testing).
Strong (oral and written) communication with partners/executive leadership, to provide effective reporting, planning, and training across the team.
Current Certified Information Systems Auditor (CISA).
Benefits
Comprehensive medical, dental, and vision plans
401(k)
Pension
Life insurance
Parental benefits
Adoption assistance
Paid time off program with paid holidays
16 paid volunteer hours
Various wellness programs
Career path planning
Continuing education
Company
USAA
USAA is a financial services company.
H1B Sponsorship
USAA has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Trends of Total Sponsorships
2023 (45)
2022 (160)
2021 (29)
Funding
Current Stage
Late StageLeadership Team
Recent News
2024-05-17
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2024-05-01
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