Champions Funding LLC · 5 hours ago
Compliance Associate
Gilbert, AZ
Full-time
Remote
Entry Level
1+ years exp
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Responsibilities
Maintain and update legal and complaint logs, ensuring all records are accurate, complete, and properly documented.
Assist with licensing matters, including preparing and submitting licensing applications and renewals, ensuring compliance with all applicable state and federal licensing regulations.
Ensure that all required business filings, such as corporate and regulatory submissions, are completed on time and in compliance with local, state, and federal laws.
Organize, prepare, and file compliance-related documents for easy access during audits or regulatory inspections.
Monitor and track compliance deadlines, ensuring that all documentation is timely and up to date.
Assist with internal and external audits, gathering necessary documents and ensuring that the company meets compliance standards.
Support the Compliance Department with the preparation of compliance reports, detailing activities, issues, and resolutions.
Stay informed of changes in industry regulations and assist in implementing necessary adjustments to company procedures.
Provide administrative support for the Compliance Manager and team, including scheduling meetings, organizing compliance-related files, and handling general correspondence.
Qualification
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Required
1-2 years of experience in an administrative or compliance-related role, preferably within the financial services or mortgage industry.
Familiarity with business filing systems, licensing processes, and regulatory compliance requirements.
Strong organizational and time-management skills with the ability to handle multiple tasks and deadlines efficiently.
Excellent attention to detail and accuracy, particularly when working with legal and regulatory documents.
Strong written and verbal communication skills, capable of interacting with internal teams and external agencies.
Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint), with the ability to quickly learn new software tools.
Self-motivated, proactive, and able to work independently with minimal supervision.
Preferred
Bachelor’s degree in business, finance, or a related field preferred, but not required.
Company
Champions Funding LLC
NMLS #2254210 (www.nmlsconsumeraccess.org) At Champions Funding LLC we Non-QM all day, every day! In fact, it's our core business and we live to serve the underserved.
51-200 employees
Funding
Current Stage
Growth StageLeadership Team
Evan Michael Stone
CEO and Co-Founder
Company data provided by crunchbase
