Squarepoint Capital · 2 days ago

Compliance Intern

NYC Metro Area

Internship

Onsite

Intern Level

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Financial Services

Insider Connection @Squarepoint Capital

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Responsibilities

Supporting the Department in ensuring compliance with SEC, CFTC, NFA, FCA, MAS and regional regulations, accurate and timely regulatory filings, and maintaining compliance registers and records.

Keeping abreast of regulatory developments and assisting Compliance with performing the relevant gap analysis and preparing regulatory updates.

Supporting Squarepoint’s regulatory reporting obligations.

Performing due diligence and KYC related tasks in accordance with the group’s policies, relevant AML/CFT regulations and outsourcing guidelines.

Providing operational support for compliance requests and queries from employees, as well as for local corporate administration matters.

Supporting compliance training, compliance reviews and audit as required.

Undertaking ad-hoc projects as assigned within the global Compliance department.

Qualification

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ComplianceAuditRisk managementRegulatory backgroundGraduating in 2024Self-motivatedCritical thinkingProblem-solvingTeam player