188 applicants

Company

Original Job Post

AngelList · 2 days ago

Compliance Manager

New York, NY

Full-time

Hybrid

Mid Level

4+ years exp

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Angel InvestmentFinancial Services

Comp. & Benefits

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Responsibilities

Support our bank partnership by acting as the compliance relationship manager for all banking-related initiatives and programs

Lead and support compliance audits, examinations, and reporting bank partners and related service providers

Manage the execution and administration of various U.S. and non-U.S. compliance initiatives and tasks, including administering the AML/KYC/KYB program, and maintaining the comprehensive compliance calendar and compliance exception documentation

Develop and manage scalable and innovative solutions to help mitigate compliance risks and as needed due to regulatory or business changes

Coordinate cross-functionally with other AngelList teams, including product and engineering, to “productize” compliance

Provide subject matter expertise on banking compliance, AML/KYC, and other compliance matters to internal and external stakeholders

Develop and maintain compliance program infrastructure, including internal Compliance Notion pages, playbooks, etc.

Develop and deploy targeted compliance training

Monitor ongoing regulatory actions, guidance and changes that may impact the company’s compliance program

Perform audits, reviews, and quality assurance checks/testing as needed

Qualification

Find out how your skills align with this job's requirements. If anything seems off, you can easily click on the tags to select or unselect skills to reflect your actual expertise.

ComplianceAML/Bank Secrecy ActRegulation EUDAAPE-Sign ActFDIC Advertising RulesCAMS CertificationBank Partner ManagementProcess OwnershipCross-Functional CollaborationInnovative EnvironmentProblem-SolvingHard WorkingCommunicationIdentity VerificationFraud MonitoringAML MonitoringAlloyPersona

Required

4+ years working in compliance or a relevant function in the financial technology sector or financial services

Familiarity with various bank- and payments-related regulations and compliance areas, including AML/Bank Secrecy Act, Regulation E, AML/Bank Secrecy Act, UDAAP, E-Sign Act, and FDIC advertising rules

Certified Anti-Money Laundering Specialist (CAMS) certification is a plus

Experience managing or supporting bank partner relationships

Comfort with owning a process from end to end with minimal supervision

Ability to work cross-functionally and collaboratively with internal stakeholders

Curiosity about new regulations and technologies

Exceptional attention to detail and strong problem-solving skills

Strong communication skills (both written and verbal)

Ability to work under pressure in a fast-paced, innovative, rapidly changing environment. Getting up to speed on new compliance concepts quickly and effectively