105 applicants

Company

Original Job Post

Zip Co · 4 days ago

Compliance Manager

New York, NY

Full-time

Onsite

Mid Level

$112K/yr - $154K/yr

3+ years exp

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Responsibilities

Update, and implement compliance policies and procedures

Help CO develop the annual Testing & Monitoring program, execute the testing scripts, report findings, and track gaps identified for resolution

Participate in all regulatory audits, including conducting annual internal compliance audits, and other regulatory matters

Assist the CO to develop, administer, and update in collaboration with the People team Zip Co US, Inc.'s regulatory and privacy training programs and create additional policies and procedures to implement applicable internal policy or the requirements of regulations applicable to Zip Co US, Inc.

Monitor and ensure enforcement of any violations of Zip Co US, Inc.'s regulatory policies

Assist with annual Compliance Meeting preparation in the U.S.

Manage any regulatory approvals or licenses required for the business, including concerning opening new offices or entering new markets

Review social media usage and public Zip Co US, Inc. communication procedures for compliance with fair lending and advertising rules

Identify potential areas of compliance vulnerability and risk and coordinate mitigation strategies with business unit owners

Coordinate with People team and others as appropriate to develop an effective compliance training program to include appropriate new team member training as well as ongoing consumer compliance training for all team members

Oversee the periodic analysis of lending and denial activity to document fair lending risks

Consult with product and risk team leaders to identify risks, best practices, and expectations about equal credit, fair credit reporting, fair lending laws, and unfair and deceptive practices

Oversee the development and distribution of training materials for necessary employees and job functions, including fair lending laws and regulations and guidance for mitigating risks of engaging in unfair and deceptive practices

Assist in coordinating with lending lines of business to evaluate proposed business changes, including new or modified products/services, new or modified policies, procedures, processes, or systems to ensure compliance with applicable fair lending-related laws and regulations as directed by the CO

Oversee ongoing reviews of consumer complaints, advertisements, loan approval, and denial documentation, and all applicable consumer-related forms for fair banking risks

Qualification

Find out how your skills align with this job's requirements. If anything seems off, you can easily click on the tags to select or unselect skills to reflect your actual expertise.

US Banking LawsRegulatory AnalysisConsumer ComplianceProgram ManagementCertified Regulatory Compliance Manager (CRCM)Certified Anti-Money Laundering Specialist (CAMS)Third-party CertificationsFinancial Crime SanctionsData CollectionWorkflow DesignProcedure DesignProject PlanningProject CoordinationAnalytical SkillsProject ManagementCommunication

Required

Understanding of US banking laws and regulation analysis in areas of focus across the consumer lending space, privacy, and financial crime sanctions

3-5+ years of demonstrated strong consumer compliance program management experience

Bachelor’s degree from a four-year college required, J.D. or other relevant advanced degree preferred, or equivalent combination of education and experience

Certified Regulatory Compliance Manager (CRCM) and/or Certified Anti-Money Laundering Specialist (CAMS), or other relevant third-party certifications, preferred

Analytical Skills - Synthesizes complex or diverse information; collects and researches data; uses intuition and experience to complement data; Designs workflows and procedures

Project Management Experience - Develops project plans; Coordinates projects; Communicates Willingness to travel as needed for business purposes

Preferred

J.D. or other relevant advanced degree

Certified Regulatory Compliance Manager (CRCM) and/or Certified Anti-Money Laundering Specialist (CAMS), or other relevant third-party certifications

Benefits

Flexible working culture

Incentive programs

20 days of PTO every year

Generous paid parental leave

Leading family support policies

100% employer covered insurance

Beautiful Union Square office with a casual dress code

Learning and wellness subscription stipend

Company-sponsored 401k match

Company

Zip Co

Glassdoor

3.4

Zip Co Limited (ASX: ZIP) is a digital financial services company, offering innovative, people-centred products that bring customers and merchants together.

Founded in 2013

Sydney, New South Wales, AUS

1,001-5,000 employees