PNC · 20 hours ago

Compliance Program Specialist Senior - Tempus Technologies

United States

Full-time

Remote

Mid, Senior Level

$55K/yr - $98K/yr

3+ years exp

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Responsibilities

Supports in the establishment of monitoring thresholds / parameters by analyzing merchant transaction data.

Prepares and maintains appropriate documentation of investigation performed using standard case management tools.

Works with internal stakeholders on matters related to fraud/illegal/non-compliant activities where appropriate.

Drives continuous improvement by evaluating the effectiveness of new risk management processes and suggesting enhancements based on data-driven insights.

Plans the execution of compliance programs to prevent illegal, unethical, or improper business practices. Develops ability to constructively challenge conclusions/status quo.

Supports key business initiatives by analyzing data to identify compliance risks. Assists in providing resolutions to manage and mitigate the identified risks. If necessary, escalates identified risks to senior team members. Identifies compliance impact on matters such as marketing materials, sales programs, product development, documentation review and other business initiatives.

Assesses activity for existing and emerging risks. Evaluates the materiality of the risks identified. Researches current laws, rules, and other regulatory requirements and drafts or assesses Compliance Manuals, Front Office materials, policies and procedures to ensure alignment.

Manages the compliance monitoring program and reviews activity to ensure it falls within established risk control limits. Leads the execution of the Compliance program objectives for assigned area, products/services, and applicable regulations. Communicates and socializes compliance program objectives to business partners. Independently challenges analyses and formulates recommendations.

Edits compliance reports. Analyzes the reports to identify deeper issues, escalates through proper governance channels as needed, and recommends corrective action plans. Assists in updating or implementing new/enhanced reports in order to ensure timely and effective compliance with regulatory requirements.

Qualification

Find out how your skills align with this job's requirements. If anything seems off, you can easily click on the tags to select or unselect skills to reflect your actual expertise.

Risk AssessmentsAnti-money Laundering PoliciesFraud ManagementCompliance ReportingCustomer RiskRegulatory RequirementsRisk ControlAuditCompliance FunctionAuditingInternal Controls