Considine Search · 1 day ago
Crowdsourcing Paralegal
United States
Full-time
Remote
Mid Level
$80K/yr - $135K/yr
3+ years exp
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Hiring Manager
Kevin Considine
Insider Connection @Considine Search
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Responsibilities
Assist in drafting, reviewing, and finalizing Private Placement Memoranda (PPMs) for various types of securities offerings.
Coordinate with attorneys, clients, and other stakeholders to ensure compliance with SEC regulations and state laws.
Ensure all required disclosures and risk factors are properly outlined in the PPMs.
Help prepare exhibits and schedules required for the offering documents, including financial statements and subscription agreements.
Review and maintain offering materials for accuracy and completeness.
Provide legal support related to Reg D Rule 504, Rule 505, and Rule 506 offerings, ensuring compliance with SEC guidelines for exemptions from registration.
Assist in the preparation of Form D filings with the SEC and coordinate state-level Blue Sky filings as necessary.
Maintain records of investor accreditations and help ensure the company’s compliance with Reg D requirements for accredited investors.
Assist with the preparation of subscription agreements, investor questionnaires, and other offering-related documents.
Assist with the legal aspects of equity and debt crowdfunding offerings, including preparing relevant documentation for public offerings under Regulation Crowdfunding (Reg CF).
Collaborate with legal and compliance teams to ensure that crowdfunding offerings adhere to the limitations and requirements of Reg CF (e.g., offering limits, investor caps).
Support in drafting investor communications, including offering materials and updates.
Assist in maintaining compliance with federal and state securities laws, particularly with respect to private offerings and exempt securities transactions.
Help track deadlines for filings, including SEC filings (e.g., Form D, Form C for Reg CF), and other required documents.
Monitor and ensure adherence to the rules regarding investor solicitation and advertising in private offerings.
Assist with due diligence efforts, ensuring the accuracy of investor accreditation status and other background checks.
Maintain organized and accurate records of all offering documents, communications, and investor information.
Manage the execution of subscription agreements and related closing documents.
Provide general paralegal support for corporate governance, securities law compliance, and other corporate matters related to startups, emerging companies, and private offerings.
Keep up-to-date with changes in relevant laws and regulations and assist in advising clients on how these changes may impact their offerings.
Qualification
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Required
Paralegal certification or degree from an accredited institution.
Minimum of 3-5 years of experience as a paralegal, with a focus on securities law, private placements, or capital markets.
Familiarity with SEC filings (e.g., Form D, Form C) and Blue Sky compliance is essential.
Strong understanding of securities laws, particularly Reg D (private placements), Reg CF (crowdfunding), and other exempt offerings.
Experience preparing and reviewing offering documents, including PPMs, subscription agreements, and investor questionnaires.
Excellent organizational skills with the ability to manage multiple projects and deadlines.
Attention to detail and ability to ensure compliance with complex regulations.
Strong communication skills, both written and verbal, with the ability to communicate complex legal concepts clearly.
Proficient in Microsoft Office Suite (Word, Excel, PowerPoint) and legal document management software.
Preferred
Bachelor’s degree preferred, or equivalent experience.
Prior experience with Private Placement Memoranda (PPMs), Reg D offerings, and Regulation Crowdfunding (Reg CF) is strongly preferred.
Ability to work independently, as well as collaboratively within a legal team.
Knowledge of emerging legal and regulatory trends in the crowdfunding and crowdsourcing space.
Proactive, adaptable, and a quick learner who can navigate evolving regulations in the fintech and startup sectors.
Benefits
Health insurance
401(k)
Company
Considine Search
Considine Search works in the recruitment of business development, communications, and attorney development.
2-10 employees
Funding
Current Stage
Early StageLeadership Team
Kevin Considine
President/Founder
Company data provided by crunchbase
