62 applicants

Company

CloudWalk, Inc. · 1 day ago

Deputy Compliance Officer

Califórnia

Full-time

Remote

Senior Level

5+ years exp

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Growth Opportunities

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Responsibilities

Develop, implement, and maintain compliance policies and procedures to ensure compliance with applicable regulations, including anti-money laundering (AML) and consumer protection laws.

Implement compliance and risk management frameworks tailored to U.S. financial services, aligning with federal and state regulations and industry standards.

Conduct continuous risk assessments and update internal controls to identify areas of vulnerability and non-compliance.

Oversee the preparation and submission of required money transmission licenses and regulatory applications, managing all phases until final approval, when necessary.

Monitor regulatory developments and ensure that the company’s policies adapt to changes in regulatory requirements.

Conduct compliance risk assessments and support internal audits to identify areas of risk.

Serve as the primary point of contact for regulators and auditors, responding to inquiries and overseeing regulatory filings, and coordinating audit preparations and remediations.

Lead training initiatives to educate employees on regulatory compliance standards and ethical business practices, enhancing a culture of compliance across the organization.

Collaborate with cross-functional teams, including AML, legal, risk, and product development, to embed compliance into all aspects of CloudWalk’s business.

Investigate and respond to potential compliance issues, recommending corrective actions when necessary, and implementing an incident response plan.

Define and monitor compliance performance metrics (KPIs), providing regular reports to senior leadership and stakeholders.

Establish and maintain partnerships with key compliance stakeholders across CloudWalk's partner network, ensuring regulatory alignment and risk mitigation.

Leverage AI-driven compliance agents and advanced automation tools to streamline daily compliance monitoring, reporting, and remediation processes.

Stay up-to-date with state-of-the-art AI models and machine learning techniques to enhance compliance analytics, improve risk detection, and minimize human error.

Utilize cutting-edge technological solutions to automate and optimize compliance workflows, ensuring efficient tracking of regulatory changes and swift implementation of corrective measures.

Demonstrate a passion for technology, innovation, and the continuous improvement of compliance frameworks through enhanced automation and data-driven decision-making.

Qualification

Find out how your skills align with this job's requirements. If anything seems off, you can easily click on the tags to select or unselect skills to reflect your actual expertise.

ComplianceAMLU.S. regulatory knowledgeRisk management frameworksCompliance management softwareAI-driven compliance toolsProcess automationCAMS certificationCRCM certification

Required

5+ years of experience in compliance, preferably in the payments or fintech industry, with experience in scaling compliance frameworks for U.S. business operations.

Deep knowledge of U.S regulatory requirements, including AML, OFAC, BSA, and consumer protection regulations, as well as licensing requirements for financial businesses.

Strong analytical skills with an ability to assess complex compliance issues and implement effective solutions.

Excellent interpersonal and communication skills, with the ability to work with stakeholders across all levels of the organization.

Proficiency in compliance management software and tools, aiding in process automation and monitoring.

Proven experience or familiarity with AI agents and data-driven models used for compliance process optimization.