Edward Jones · 11 hours ago
Field Supervision Officer II
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Responsibilities
Review of non-supervisory and basic supervisory client and branch activity to identify fraudulent or manipulative activity.
Review of electronic communication for branch teams and home office associates.
Verify account information and accuracy through contacts with our clients and branch teams.
Identify supervisory issues, trends, and potential concerns in branch activity and effectively communicate them to clients, Financial Advisors, and home office associates.
Develop and deliver training, coaching and feedback.
Qualification
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Required
Series 7 license that is currently active and has been held a minimum of one year
Must obtain Series 9, 10, 24, and 66 within 4 months of hire
Preferred
Insurance license is preferred
General understanding of compliance or industry experience is preferred
One to two years of compliance experience is preferred
Bachelor's degree or equivalent experience is preferred, but not required
Benefits
Rewards program that promotes a long-term career, financial security and well-being
Benefits, bonuses and profit sharing
Company
Edward Jones
Edward Jones provides personalized investment advisory, brokerage, and management services.
H1B Sponsorship
Edward Jones has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2021 (7)
2020 (2)
Funding
Current Stage
Late StageTotal Funding
$337.51M2024-04-01Undisclosed· $10.6M
2023-09-12Undisclosed· $6.48M
2023-04-13Undisclosed· $1.4M
Recent News
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