Crowe · 5 hours ago
Financial Crime Internal Audit & AML Testing Senior Manager
Plano, TX
Full-time
Remote
Senior Level, Lead/Staff
$140K/yr - $306K/yr
8+ years exp
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Responsibilities
Assisting financial services clients who are under consent orders in need of remediation/validation of artifact packages
Managing multiple teams and workstreams and providing performance feedback to all members of those teams
Developing relationships with a variety of clients
Anticipating and addressing client concerns and resolving problems as they arise
Promoting new ideas and business solutions that result in extended services to existing clients
Serving as a career coach and mentor for new staff
Qualification
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Required
Bachelor’s Degree
Advanced verbal and written communication skills
Certified Anti-Money Laundering Specialists (CAMS), Certified Internal Auditor (CIA), Certified Information Systems Analyst (CISA), Certified Regulatory Compliance Manager (CRCM) or other relevant professional certification
8+ years’ experience in leading or facilitating AML/BSA reviews, consulting/advisory services and/or internal audit/compliance reviews at globally diversified financial services organizations
Prior financial services internal audit consulting or financial services third line internal audit experience
Experience providing oversight and managing the development and testing process against remediation action plans
Experience with second or third line control effectiveness testing against remediation action plans
Effective project and time management, collaboration, and communication skill with all levels of the organization, including excellent organizational skills and experience monitoring deadlines and tracking documentation for timely submission to senior management and/or regulators.
Experience identifying, assessing, challenging and overseeing the satisfactory resolution of issues, including ensuring adequate management of remediation plans and validation
Preferred
Demonstrated supervisory, management and/or team leadership experience, preferably in a consulting environment for all phases of an audit, inclusive of planning, conducting and documenting process walkthroughs, developing and executing test procedures and reporting of deliverables
High proficiency with AML/BSA regulatory requirements for retail banking activities, products and services, inclusive of a high level of expertise in banking regulations, directives and guidance
Experience in developing/reporting of KRIs/KPIs for consent order validations
Experience submitting written or oral reports of audit results to senior management and audit committees including findings, analysis, conclusions and recommended actions
Knowledge and practical use of statistical analytics and testing methods
Experience working in a project environment with top 50 banks
Experience working in a professional services or project-based environment
Company
Crowe
Crowe LLP is a public accounting, consulting, and technology firm.
5001-10000 employees
H1B Sponsorship
Crowe has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2023 (41)
2022 (27)
2021 (26)
2020 (19)
Funding
Current Stage
Late StageTotal Funding
unknown2023-08-29Acquired
Leadership Team
James L. Powers
Chief Executive Officer
Ann Lathrop
Partner
Recent News
2024-11-06
Morningstar, Inc.
2024-10-31
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