Be an early applicantLess than 25 applicantsPosted by Agency
Jobs via eFinancialCareers · 3 days ago
Financial Crimes Compliance Analyst
Richardson, TX
Full-time
Onsite
Mid, Senior Level
6+ years exp
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Responsibilities
Conducting quality assurance reviews of alerts/cases and/or files related to financial crimes.
Performing QA review of Analysts’ work product in line with client expectations.
Assessing work product quality and providing feedback to Analysts.
Identifying risks and recommending risk-based approaches for QA sampling.
Analyzing QA results and identifying trends and patterns.
Providing coaching and mentoring to ensure quality decisions.
Escalating and filing suspicious activity reports as required.
Developing QA testing to ensure compliance with client processes.
Delivering high-quality engagement tasks independently and collaboratively.
Expanding industry knowledge and contributing to consulting capabilities.
Qualification
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Required
Bachelor’s degree from an accredited college/university plus 0-6 years of experience (level dependent) OR 4-8 years of professional experience in lieu of degree (level dependent)
Experience reviewing and dispositioning manual and system generated alerts/cases/files to mitigate risk associated with financial crimes
Knowledge of applicable laws, regulations, and guidelines (e.g., BSA, OFAC, FinCEN guidance)
Knowledge of Financial Crimes Compliance functions such as OFAC Sanctions, Anti-Money Laundering, KYC, CDD, EDD and/or Financial Fraud Investigations
Understanding of the legal, corporate governance, and regulatory environment related to the BSA and USA PATRIOT Act
Ability to detect and mitigate red flags for potential financial crimes activity
Strong analytical and research skills
The ability to excel within a team environment and independently
The ability to multi-task and effectively prioritize tasks
The ability to work in a production driven environment
Effective oral and written communication skills
Strong proficiency in Microsoft Excel and other Microsoft Suite Products
Ability to quickly learn and adapt to new policies, procedures, and vendor systems
A demonstrable willingness to work more than 40 hours when needed
Preferred
CAMS certification
Experience with financial crimes risks associated with and investigations of Transaction Monitoring/ Screening/ Fraud Operations/ SAR Reporting/Identification and Verification of Customers, KYC, CDD and EDD
End to end understanding of Transaction Monitoring/ Screening/ Fraud Operations/ SAR Reporting/Identification and Verification of Customers, KYC, CDD and EDD
Previous QA experience
Benefits
Medical, Rx, Dental & Vision Insurance
Personal and Family Sick Time & Company Paid Holidays
Position may be eligible for a discretionary variable incentive bonus
Parental Leave
401(k) Retirement Plan
Basic Life & Supplemental Life
Health Savings Account, Dental/Vision & Dependent Care Flexible Spending Accounts
Short-Term & Long-Term Disability
Tuition Reimbursement, Personal Development & Learning Opportunities
Skills Development & Certifications
Employee Referral Program
Corporate Sponsored Events & Community Outreach
Emergency Back-Up Childcare Program
Company
Jobs via eFinancialCareers
The space to inspire and grow exceptional careers in financial services and tech.
201-500 employees
Funding
Current Stage
Growth StageCompany data provided by crunchbase
