36 applicants

Company

Guidehouse · 22 hours ago

Financial Crimes Compliance Supervisor

US - Remote (Any location)

Full-time

Remote

Mid, Senior Level

$87K/yr - $131K/yr

5+ years exp

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No H1B

Security Clearance Required

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Responsibilities

Applying research and analytic techniques to assess complex information sets to make logical and adequately supported determinations regarding EDD procedures commensurate to a subject’s risk profile.

Conducting advanced public records and open-source research to identify subject risk profiles and write clear and detailed reports summarizing potential finding.

Review subject information obtained from multiple sources such as internal and subscription databases, provided documentation, public records, and open-source research.

Review system generated alerts for potential financial crime risks, assess if additional EDD procedures are required to mitigate identified risks associated with that subject, and provide a written recommendation to conduct additional EDD procedures, in accordance with client and internal procedures.

Determine if a subject is on a sanctions, watch, debarment, political exposure, or other prohibited entity list using proprietary databases and public records research, as necessary.

Conduct targeted public records and open-source research to identify a subject’s corporate, professional and risk profile such as criminal and civil litigation profile, regulatory profile, debt profile, and adverse media profile.

Provide comprehensive and detailed written narrative of findings and potential risks.

Ensure accuracy, completeness, and validity of the procedures performed and information presented.

Communicate seamlessly and promptly with Client Business lines, Leadership team and other internal stakeholders.

Be willing and able to perform quality assurance checks of EDD reports written by EDD Specialists.

Adhere to targets of quality and productivity.

Prepare updates to Project Managers / Team Leads as appropriate.

Adaptable to learn new processes, concepts, and skills.

When applicable, escalating and/or drafting and filing potentially suspicious activity reports when suspicious activity is identified in line with client SLA and regulatory reporting requirements.

Executing and delivering high quality work product, functioning both independently and in a collaborative setting with a focus on client satisfaction.

Learning client procedures, systems, and processes and adhering to client requirements.

Oversee day to day team performance regarding production and quality.

Support Managers and senior leadership with service delivery efforts, such as tracking key performance indicators, developing training materials, and evaluating performance, as appropriate.

Accurately and thoroughly assessing team, work product quality and leveraging practices consistent with industry standards to provide coaching and constructive feedback to team to ensure quality decisions and appropriate review of potential illegal activity.

Qualification

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Transaction MonitoringKYCScreeningFraud OperationsFinancial Crimes ComplianceSAR filingCDDPublic records researchOpen-source researchOFAC SanctionsAnti-Money LaunderingCompliance regulations knowledgeMicrosoft ExcelMicrosoft Suite proficiencyCAMS certificationQuality assurance reviewsSuspicious Activity ReportsTime management skills

Required

Bachelor’s degree from an accredited college/university and a minimum of 5 years relevant experience (Relevant experience may be substituted for formal education or advanced degree).

Strong leadership and time management skills.

End to end understanding of Transaction Monitoring/ KYC/ Screening/ Fraud Operations/SAR filing/CDD/EDD and documentary and non-documentary verification and as per relevant policy, nature of business, source of wealth/funds, and customer screening against the watchlist of Sanctions, PEP, and adverse media.

Experience working on EDD, investigative due diligence, customer due diligence or other risk-based public records and open-source research review.

Knowledge of applicable laws, regulations, and guidelines (e.g., BSA, OFAC, FinCEN guidance).

Knowledge of Financial Crimes Compliance functions such as OFAC Sanctions, Anti-Money Laundering, KYC, CDD, EDD and/or Financial Fraud Investigations.

Understanding of the legal, corporate governance, and regulatory environment related to the BSA and USA PATRIOT Act.

Experience working with manual, and system generated alerts/cases for the detection of potentially suspicious activity.

Ability to detect and mitigate red flags for potential financial crimes activity.

Strong analytical and research skills.

The ability to excel within a team environment and independently.

The ability to multi-task and effectively prioritize tasks.

The ability to work in a production driven environment.

Effective oral and written communication skills.

Strong proficiency in Microsoft Excel and other Microsoft Suite Products.

Preferred

CAMS certification.

End to end understanding of Transaction Monitoring/ Screening/ Fraud Operations/ SAR Reporting/Identification and Verification of Customers, KYC, CDD and EDD.

Experience conducting quality assurance reviews related to financial crime investigations.

Experience composing and filing Suspicious Activity Reports.