Robinhood · 8 hours ago
Lead Compliance Analyst, Money
United States
Full-time
Remote
Senior Level
$89K/yr - $135K/yr
4+ years exp
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Responsibilities
Conduct periodic reviews to proactively identify and communicate deficiencies or gaps with regulatory compliance, and provide guidance in the development of corrective actions
Partner with data resources to drive the automation of monitoring activities
Coordinate with internal stakeholders and bank partners to ensure effective quality assurance processes and reporting
Serve as the lead on incident and issue tracking and reporting
Perform risk assessments, and targeted reviews to understand compliance risk
Collaborate with teammates to set up a regulatory inventory and a testing and controls program
Qualification
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Required
Bachelor’s degree in Finance, Accounting, or equivalent
At least 4 years of experience in payment regulations, money transmission, and consumer lending
Familiarity with Truth in Lending Act / Reg Z, Reg DD, and other consumer finance regulations
Strong interpersonal experience with the ability to effectively communicate with all levels of the organization
Self-starter with proven time management skills
Benefits
100% paid health insurance for employees with 90% coverage for dependents
Annual lifestyle wallet for personal wellness, learning and development, and more!
Lifetime maximum benefit for family forming and fertility benefits
Dedicated mental health support for employees and eligible dependents
Generous time away including company holidays, paid time off, sick time, parental leave, and more!
Lively office environment with catered meals, fully stocked kitchens, and geo-specific commuter benefits
Company
Robinhood
Robinhood is a stock brokerage that allows customers to buy and sell stocks, options, ETFs, and cryptocurrencies with zero commission.
1,001-5,000 employees
Funding
Current Stage
Public CompanyTotal Funding
$6.23BKey Investors
Emergent Fidelity TechnologiesRibbit CapitalD1 Capital Partners
2022-08-04IPO· undefined
2022-05-13Post Ipo Secondary· $648.29M
2021-02-01Private Equity· $2.4B
Leadership Team
Gretchen Howard
Chief Operating Officer
Surabhi Gupta
VP of Engineering
Recent News
2024-11-26
StreetInsider.com
2024-11-25
Company data provided by crunchbase
