Vista Equity Partners · 4 days ago
Manager, Broker Dealer Accounting
United States
Full-time
Remote
Mid, Senior Level
$145K/yr - $180K/yr
7+ years exp
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Responsibilities
Oversee the preparation and review of broker-dealer financial statements, ensuring accuracy and timeliness in a controlled environment and compliance with GAAP and regulatory requirements.
Manage the month-end close process for the broker-dealer including journal entry reviews and reconciliations as well as ensuring compliance with regulatory requirements and timely monthly filings.
Develop and update accounting and business policies and procedures to ensure compliance with regulatory changes and best practices including strengthening internal controls.
Oversee execution of expense sharing allocation policy.
Maintain and track liquid capital funding requirements.
Collaborate with internal business partners as well as external service providers on deliverables
Lead internal and external audits
Communicate effectively with management, regulatory bodies, and other stakeholders regarding financial and regulatory matters.
Process ad-hoc analysis and projects as needed
Qualification
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Required
Minimum of 7+ years of experience in accounting and regulatory compliance within the asset management industry, with a focus on broker-dealer operations preferred
Bachelor’s degree or higher – Accounting, Finance or a related field. CPA preferred.
Strong knowledge of GAAP, SEC and FINRA regulations
Effective oral and written communication and interpersonal skills
Able to prioritize, multi-task, and meet internal/external deadlines
Attention to detail with high degree of accuracy
Self-motivated with the ability to work independently and in a team environment
Strong computer desktop skills required.
Preferred
Experience with financial systems - Sage Intacct and FloQast preferred
Advanced skills in MS Excel desirable
Benefits
Annual cash bonus
Comprehensive benefits package
Company
Vista Equity Partners
At Vista Equity Partners, we believe the transformative power of technology is the key to an even better future – a healthier planet, a smarter economy, an inclusive community and a broader path to prosperity.
501-1,000 employees
Funding
Current Stage
Late StageLeadership Team
Gunish Rai Chawla
Executive Director, Enterprise Architecture
Jordan Buller
Executive Director, Technology Consulting
Recent News
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