NewtekOne (NASDAQ: NEWT) · 7 hours ago

Risk Governance Analyst

United States

Full-time

Remote

Entry, Mid Level

$80K/yr - $95K/yr

2+ years exp

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Responsibilities

Conduct thorough risk assessments across various business functions.

Identify potential risks, both internal and external, that could impact the organization.

Develop risk mitigation strategies and action plans

Collaborate with relevant stakeholders to implement risk mitigating controls which ensure compliance with all relevant regulatory requirements (SOX, OCC, and FRB)

Create and update risk management policies, procedures, and guidelines.

Ensure that these policy align with industry/regulatory standards, legal requirements, and organizational objectives.

Communicate policies to employees and provide training on risk related matters.

Prepare risk reports for senior management and the Risk Committee

Present findings, trends, and recommendations related to risk exposure.

Foster open communication channels to discuss risk-related issues across the organization.

Collaborate with legal, finance, lending, operations, and other departments to ensure a holistic approach to all key risk frameworks (ERM, MRM, TPRM, and ORM)

Engage with external stakeholders, such as external/internal auditors, and industry peers to stay informed about best practices and emerging risks.

Qualification

Find out how your skills align with this job's requirements. If anything seems off, you can easily click on the tags to select or unselect skills to reflect your actual expertise.

Risk AssessmentData & AnalyticsSOX ComplianceOCC RegulationsFRB RegulationsRisk Management PoliciesStakeholder EngagementBusiness AcumenLegal KnowledgeVenminderTandemWorkivaCPACISACIA

Required

At least 2 years of experience in adopting, maintaining, and reviewing internal controls related to governance, compliance, quality audits, or risk management programs.

Familiarity with OCC, FRB, and SOX regulations.