M&T Bank · 3 hours ago
Senior Compliance Consultant - Retail Deposits
Remote, USA
Full-time
Remote
Mid, Senior Level
$85K/yr - $142K/yr
6+ years exp
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Responsibilities
Engage and consult with managers of business units and first line risk on compliance matters.
Provide timely and thoughtful regulatory expertise in response to business initiatives, line of business guidance requests, internal and external audits, and regulatory examinations.
Ensure compliance with existing processes and procedures and recommend new ones that most effectively anticipate, manage, and reduce risk to the business.
Assist in development and communicate recommendations that support adherence to regulations, industry best practices and/or the CRM program.
Maintain a thorough knowledge and understanding of the laws, rules and regulations with which the business and/or CRM must comply and an awareness of issues of recent regulatory focus.
Develop and/or deliver training to support employees in fulfilling their compliance responsibilities.
Escalate and measure compliance risk issues to leadership and the lines of business, as well as the 1st and 2nd Lines of Defense, as necessary.
Liaison with CRM departments as appropriate in the execution of CRM program components.
Assist in Risk Assessment to identify compliance risk exposure and help the organization prioritize compliance risks.
Assess compliance issues presented through new/revised product and service offerings and work closely with lines of business to plan a response.
Work with business units and/or CRM to design a plan for timely and effective resolution of complex issues identified through monitoring and testing.
May interact with State and Federal Regulatory Agencies, numerous risk and executive management, lines of business, and support organizations such as Internal Audit and Legal on an ongoing and regular basis to ensure the enterprise is operating within the Board-mandated compliance risk tolerance.
Qualification
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Required
Bachelor's Degree in related field.
6 years’ experience in compliance, legal, audit, risk or other relevant function, OR in lieu of degree, a combined minimum 10 years higher education and/or work experience, including 6 years in compliance, legal, audit, risk or other relevant function.
Thorough knowledge and understanding of the laws, rules and regulations with which the business and/or CRM must comply.
Awareness of issues of recent regulatory focus.
Experience in engaging and consulting with managers of business units and first line risk on compliance matters.
Ability to provide timely and thoughtful regulatory expertise in response to business initiatives, line of business guidance requests, internal and external audits, and regulatory examinations.
Experience in ensuring compliance with existing processes and procedures and recommending new ones that most effectively anticipate, manage, and reduce risk to the business.
Experience in developing and communicating recommendations that support adherence to regulations, industry best practices and/or the CRM program.
Experience in developing and/or delivering training to support employees in fulfilling their compliance responsibilities.
Experience in escalating and measuring compliance risk issues to leadership and the lines of business.
Experience in liaising with CRM departments in the execution of CRM program components.
Experience in assisting in Risk Assessment to identify compliance risk exposure and help the organization prioritize compliance risks.
Experience in assessing compliance issues presented through new/revised product and service offerings.
Experience in working with business units and/or CRM to design a plan for timely and effective resolution of complex issues identified through monitoring and testing.
Experience in interacting with State and Federal Regulatory Agencies, numerous risk and executive management, lines of business, and support organizations such as Internal Audit and Legal.
Company
M&T Bank
M&T Bank provides banking, investment, insurance, and mortgage financial services.
10001+ employees
H1B Sponsorship
M&T Bank has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2023 (52)
2022 (105)
2021 (78)
2020 (2)
Funding
Current Stage
Public CompanyTotal Funding
unknown1998-06-01IPO
Leadership Team
R
René Jones
Chairman & Chief Executive Officer
Richard Gold
President and Chief Operating Officer
Recent News
Maryland Daily Record
2024-12-12
NH Business Review
2024-12-10
2024-12-10
Company data provided by crunchbase
