Be an early applicantLess than 25 applicants

This job has closed.

Company

Original Job Post

Wells Fargo · 2 days ago

Senior Independent Testing Specialist - Financial Crimes

Irving, TX

Full-time

Hybrid

Senior Level

4+ years exp

Wonder how qualified you are to the job?

Maximize your interview chances

BankingFinancial Services

Insider Connection @Wells Fargo

Discover valuable connections within the company who might provide insights and potential referrals, giving your job application an inside edge.

Responsibilities

Understand and apply guidance from Testing & Validation Policy, Procedures, Playbooks, and Job Aids.

Assign tasks/responsibilities to engagement tester(s)/validator(s), establishing milestone dates that allow engagement target due dates to be met and conducting frequent touchpoints to track progress, address concerns, or provide guidance.

Assess the adequacy and effectiveness of policies, procedures, processes, systems, and control environments, and understand market/business/regulatory changes to determine impacts to engagement plans and scopes.

Effectively communicate the validation or testing process, status, and results to IT&V leadership, business and risk partners

Write and/or review reports or presentations that clearly articulate the results/conclusions of validation or testing activities.

Effectively communicate with IT&V Leadership and escalate concerns or issues as appropriate.

Identify and implement efficiencies and process improvements.

Provide credible challenge and recommendations to IT&V Leadership as needed.

Actively participate in learning & development opportunities to ensure the use of best-in-class processes and procedures.

Assist in managing change to ensure an effective risk management program.

Foster relationships with teams and collaborate across all other T&V teams effectively.

Lead or participate in moderate to high risk or complex review activities in a matrixed environment and communicate emerging risks to management within Independent Testing

Contribute to large scale planning related to Independent Testing deliverables.

Review and research moderately complex potential corrective actions, and follow through on reporting, escalation, and resolution.

Ensure effective and appropriate testing, validation, and documentation of review activities for risk programs and controls according to standards and other applicable policies.

Resolve moderately complex issues and lead team to meet Independent Testing deliverables while leveraging solid understanding of risk management framework and the risk and control environment.

Collaborate and consult with colleagues, internal partners, management and lines of business regarding risk management.

Work independently to execute tasks and documentation with minimal rework.

Qualification

Find out how your skills align with this job's requirements. If anything seems off, you can easily click on the tags to select or unselect skills to reflect your actual expertise.

Independent TestingMilitary ExperienceTestingAuditRegulatory ComplianceRisk ManagementFinancial CrimesAnti-Money Laundering (AML)Bank Secrecy Act (BSA)Know Your Customer (KYC)Sanctions/Office of Foreign Asset Control (OFAC)Issues IdentificationRisk EscalationTesting LifecycleTest Script DesignIssue EscalationResults DocumentationReport WritingIssues ManagementValidationEngagement LeadershipResource ManagementCredible ChallengeSenior Leadership ReportingCertified Anti-Money Laundering Specialist (CAMS)Certified Financial Crimes Specialist (CFCS)Certified Information Systems Auditor (CISA)Certified Internal Auditor (CIA)Certified Public Accountant (CPA)Certified Regulatory Compliance Manager (CRCM)

Required

4+ years of Independent Testing experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Preferred

Testing, Audit, regulatory and risk management experience.

Knowledge on Financial Crimes areas including Anti-Money Laundering (AML), Bank Secrecy Act (BSA), Know Your Customer (KYC), and Sanctions/Office of Foreign Asset Control (OFAC)

Ability to identify issues, risk and escalate to the appropriate party

Full testing lifecycle experience that includes determining scope, designing test scripts, executing tests, identifying and escalating issues and risks, and documenting and reporting results

Issues management, validation and tracking

Experience leading testing engagements, preferably of large scope, while leading other testers and resources

Experience providing "credible challenge" to business partners, when necessary, with the ability to lead through influence

Experience writing reports for senior leadership audience level

Experience in Audit, Compliance, Risk and Testing

Critical Thinking and Analytical skills

Certified Anti-Money Laundering Specialist (CAMS)

Certified Financial Crimes Specialist (CFCS)

Certified Information Systems Auditor (CISA)

Certified Internal Auditor (CIA)

Certified Public Accountant (CPA)

Certified Regulatory Compliance Manager (CRCM)